Search for: "Estate of Fisher"
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1 Oct 2014, 6:26 am
., Berthel, Fisher & Company Financial Services, Inc., VSR Financial Services, Inc., among others. [read post]
5 Aug 2014, 1:44 pm
Bradley tuvo durante el juicio muchas discusiones muy fuertes con el juez, un tal George Fisher. [read post]
17 Jul 2014, 6:56 pm
See "Anticipatory Breach and Damage Mitigation: A Minefield for Real Estate Sellers? [read post]
2 Jul 2014, 5:05 am
The Supreme Judicial Court then explained how the decryption issue arose:On December 17, 2009, State police troopers arrested [Gelfgatt] immediately after he retrieved what he believed to be over $1.3 million in payoff funds from two real estate closings. [read post]
11 Jun 2014, 2:00 pm
The case is Fisher v. [read post]
25 May 2014, 4:04 am
Fisher v Howard De Walden Estate Ltd RAP/19/2013 is that rare thing – a citeable permission to appeal decision from the UT(LC) (remembering that in Re Bradmoss [2012] UKUT 3 (LC), the UT(LC) had disapproved of reliance on permission decisions, see our brief note, here). [read post]
17 Apr 2014, 2:32 pm
Christian, No. 12-10202 (4-17-14)(Fisher with Berzon; partial dissent by Alarcon). [read post]
11 Apr 2014, 3:11 pm
For instance, we recently commented regarding FINRA's announcement on February 24, 2014 of a $775,000 fine for Berthel Fisher & Company Financial Services, Inc. and its subsidiary for failure to supervise brokers on recommendations and sales of alternative investments such as non-traded real estate investment trusts (REITs) and leveraged and inverse exchange-traded funds (ETFs). [read post]
9 Apr 2014, 6:44 am
FINRA found that from January 2008 to February 2012, Berthel Fisher had inadequate supervisory systems and lacked proper written supervisory procedures with regards to the sales of these alternative investments, namely non-traded real estate investment trusts (REITs), managed futures, oil and gas programs, equipment leasing programs, and business development companies. [read post]
8 Apr 2014, 3:45 pm
According to InvestmentNews, broker-dealer Berthel Fisher & Co. [read post]
18 Mar 2014, 11:21 am
Real estate investment trusts (REITs) are companies that own and, usually operate, income-producing real estate. [read post]
25 Feb 2014, 2:11 pm
Unfortunately, Berthel Fisher is not alone. [read post]
25 Feb 2014, 8:00 am
According to FINRA, Berthel Fisher failed to supervise the sale of alternative investments, such as non-traded real estate investment trusts, and leveraged and inverse ETFs. [read post]
17 Feb 2014, 9:01 pm
Fisher which had granted a wife partial summary judgment determining that various real estate entities and management companies were her separate property. [read post]
26 Dec 2013, 1:27 pm
One of the most contentious and complicated emerging issues of corporate law in the United States is the issue of attorney client privilege when it is asserted by an entity. [read post]
13 Nov 2013, 12:06 pm
“I have called some attorneys, and they quoted me $2,000 to $5,000 to deal with a case like mine,” said Jacqueline Fisher of Round Rock, who sat down with Metayer at the clinic to discuss a child custody case. [read post]
11 Nov 2013, 9:09 pm
Fisher, 70 F.3d 1474, 1483 (6th Cir. 1995) (upholding a statutory accommodation that was not required by the Free Exercise Clause, on the grounds that, “The statute at issue in this litigation does not evidence governmental advancement of religion merely because special consideration is given to religious groups. [read post]
18 Oct 2013, 8:30 am
Set for argument December 5th Objections to a charge made after the charge conference; Jones Act liability KING FISHER MARINE SERVICE, L.P. v. [read post]
16 Sep 2013, 9:05 pm
More on Standard & Poor’s claims that it was targeted for retaliation by federal government [Peter Henning, NYT DealBook, earlier] Judge rules against law passed by Chicago on bank-owned vacant buildings [Chicago Real Estate Daily] Post-merger derivative claims: “Delaware refuses to feed the sharks” [Bainbridge] Payday lending fight pits New York regulator against some Indian tribes [Funnell, Native American Financial Service Association] Stay on the line to learn more… [read post]
26 Jul 2013, 7:13 pm
Multiple offerings sponsored by Thompson National Properties, including the both Notes Programs and TNP Strategic Real Estate Trust, have been under investigation by securities regulators. [read post]
