Search for: "FSA"
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21 Sep 2011, 1:08 pm
FSA sanctions London metals traderThe U.K. [read post]
29 May 2012, 5:12 am
This is the FSA’s largest fine for an individual in a non market abuse case. [read post]
4 Sep 2012, 1:08 pm
The FSA will publish its report in 2013. [read post]
2 Dec 2010, 1:13 am
However, it is not a substitute for a full assessment of the sale in light of all the available information when determining whether or not a firm has breached FSA rules.The FSA's statement can be found here - FSA statement regarding Payment Protection Insurance (PPI). [read post]
3 Apr 2013, 8:26 am
But according to an FSA news release, Prudential failed to reveal its intentions to the FSA even when quizzed on its plans for expansion in Asia. [read post]
13 Sep 2022, 9:03 pm
The FSA was notified of 2,336 food and feed safety incidents in England, Northern Ireland and Wales during 2021/22. [read post]
24 Oct 2022, 9:02 pm
FSA staff last went on strike over pay in 2014. [read post]
31 Mar 2009, 1:13 am
“A solicitor who tipped off his father-in-law and profited from a takeover deal was jailed for eight months today in the Financial Services Authority's (FSA) first criminal prosecution for insider dealing. [read post]
10 Jul 2007, 7:11 am
“The Financial Services Authority (FSA) is expected to gain significant new powers as a result of changes to the supervision of the insurance industry, which could be outlined as early as today. [read post]
8 Jul 2009, 2:27 am
“Regulatory fines could double or treble in size under a new framework for calculating financial penalties proposed by the Financial Services Authority (FSA) yesterday. [read post]
19 Apr 2022, 12:30 pm
The post FSA Announces Emergency Aid to Livestock Producers Adversely Impacted by Drought or Wildfire appeared first on National Agricultural Law Center. [read post]
8 Oct 2007, 1:45 am
“The Financial Services Authority (FSA) will be accused tomorrow of failing to supervise Northern Rock when MPs grill officials over the watchdog's role in the crisis. [read post]
10 Mar 2008, 1:59 am
” The Financial Services Authority (FSA) has dropped a plan to force investment banks to inform on companies they brought to market long after the initial flotation was completed, the regulator confirmed today. [read post]
16 May 2008, 3:58 am
“The Financial Services Authority (FSA) has levied a record £900,000 fine on one of the biggest independent financial adviser (IFA) groups for serious failures in selling sub-prime mortgages. [read post]
1 Jun 2009, 2:03 am
“The Financial Services Authority (FSA) is to increase the firepower of its enforcement division by hiring several lawyers from leading City firms, The Times has learnt. [read post]
4 Jun 2010, 1:28 am
“An accountant and two lawyers accused of insider dealing walked free from court today, marking the first time the Financial Services Authority (FSA) has lost such a prosecution. [read post]
29 Jun 2009, 3:37 am
On 24 June 2009, the FSA published its Annual Report for the year 1 April 2008 to 31 March 2009.The report details how the FSA performed during the year against its statutory objectives and how it has delivered outcomes for both firms and consumers under the three headings which cover all the FSA's work: to promote efficient, orderly and fair markets, help retail consumers achieve a fair deal and improve its business capability and effectiveness.Chairman of the… [read post]
19 Feb 2011, 5:18 pm
The FSA assured, however, at this point it will not be moving to twin peaks regulation. [read post]
21 Jul 2010, 2:15 am
We have reported previously on the UK government's proposals to reform the regulatory structure in the UK and abolish the FSA (click here to see our post).Lyndon Nelson, director of risk management at the FSA, spoke at a meeting of the All Party Parliamentary Group on Insurance and Financial Services last Wednesday, 14 July 2010. [read post]
1 Apr 2010, 8:45 am
Neither the previous proposed regulations nor the current proposed regulations regarding health FSAs (Prop. [read post]
