Search for: "Fields v. Securities and Exchange Commission"
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29 Dec 2006, 8:59 am
Here, I emphasize the experience of the Securities and Exchange Commission in recent years, as it has been forced to engage closely with both its transnational and foreign counterparts, and sub-national regulators seeking to leave their mark on the markets - and perhaps to win their state governorship. [read post]
11 May 2009, 12:07 pm
(SEC v. [read post]
28 Jun 2022, 6:07 am
In Rodriguez v. [read post]
22 Mar 2019, 6:27 am
Securities and Exchange Commission, on Saturday, March 16, 2019 Tags: Board communication, Brexit, Climate change, Disclosure, Environmental disclosure, ESG, Information environment, International governance, Investor protection, Long-Term value, Materiality, Sustainability Is it Time for Corporate Political Spending Disclosure? [read post]
3 Mar 2017, 7:01 am
Dan Berger, President and Chief Executive Officer of the National Association of Federally-Insured Credit Unions (the “NAFCU“), urged regulatory relief for credit unions in a letter submitted to the Secretary of the Treasury, Steven Mnuchin, in his capacity as Chairman of the Financial Stability Oversight Council (the “FSOC”), the voting members of which also include the Chairman of the Board of Governors of the Federal Reserve System, the Comptroller of the Currency, the… [read post]
1 Mar 2024, 3:00 am
However, in State v. [read post]
19 Feb 2016, 6:00 am
Securities and Exchange Commission don’t deny making hundreds of thousands of dollars on a tip about a billion-dollar deal. [read post]
15 Mar 2007, 7:12 am
Throw out the current insider trading laws and bus the Securities and Exchange Commission's lawyers over to the Justice Department, where they can concentrate on the real crime: stealing.”) While I’m generally sympathetic, I think Winans glosses over a couple of things. [read post]
5 Aug 2009, 4:00 am
See In the Matter of Pryor, McClendon, Counts & Co., Inc. et al., Securities Act Release No. 7673 (Apr. 29, 1999); Securities Act Release No. 8062 (Feb. 6, 2002); Exchange Act Release No. 48095 (June 26, 2003); Securities Act Release No. 8245 (June 26, 2003); Securities Act Release No. 8246 (June 26, 2003). [read post]
11 Dec 2009, 11:38 am
The SEC is directed to adopt regulations requiring issuers of asset-backed securities to disclose for each tranche or class of security information regarding the assets backing that security. [read post]
9 Mar 2022, 9:03 am
Cybersecurity and market failures at major digital asset exchanges and trading platforms have resulted in billions of dollars in losses. [read post]
16 Apr 2018, 4:48 pm
In the seminal prime bank case SEC v. [read post]
3 Feb 2020, 12:42 pm
.: New America’s Open Technology Institute will host a fireside chat with Federal Trade Commission Commissioner Rohit Chopra, entitled “Privacy’s Best Friend: How Encryption Protects Consumers, Companies, and Governments Worldwide”, followed by a panel of experts discussing the role of encryption in protecting consumer privacy. [read post]
8 Mar 2011, 1:59 pm
In doing so, the Securities and Exchange Commission (the “SEC”) sought to strike the proper balance among competing investor interests, with full consideration of appropriate lessons learned from recent spectacular failings concerning adviser reporting to investors. [read post]
16 Apr 2007, 7:00 am
Securities & Exchange Commission Irwin Stelzer, Senior Fellow and Director of Economic Policy Studies, Hudson Institute 3:30 - 4:45 p.m. [read post]
24 May 2012, 6:51 am
Any argument that we have a level playing field in terms of price and order information in the market today is simply false. [read post]
21 Apr 2011, 10:00 pm
The other was set up as a “Climate Camp” outside the Carbon Exchange Building in Bishopsgate, and was directed at environmental concerns. [read post]
1 Jul 2014, 7:30 am
FRENCH: Cliquez ici pour le télécharger. .GRAND CHAMBERCASE OF S.A.S. v. [read post]
16 Sep 2018, 8:06 am
One has a sense of Chinese intentions in this regard by its initial initiatives within the UN Human Rights Council (On the Internationalization of China's "New Era" Theory: Brief Thoughts on the UN Human Rights Council Resolution: "On promoting mutually beneficial cooperation in the field of human rights" (A/HRC/37/L.36). [read post]
7 Dec 2021, 6:28 am
Resources Consumer Data Privacy: Equifax Data Breach Update: Backsliding (EFF) EFF’s Recommendations for Consumer Data Privacy Laws (EFF) Strengthen California’s Next Consumer Data Privacy Initiative (EFF) Ransomware: A Hospital Hit by Hackers, a Baby in Distress: The Case of the First Alleged Ransomware Death (WSJ) FAQ: DarkSide Ransomware Group and Colonial Pipeline (EFF) Computer Fraud and Abuse Act (CFAA): CFAA and Security Researchers (EFF) Van Buren is a… [read post]
