Search for: "Financial Consulting and Trading International, Inc."
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29 Apr 2019, 12:55 pm
The defendants are Bank of America NA, Barclays Capital, Wells Fargo Securities, LLC, Citigroup Global Markets, Inc., BNP Paribas Securities Corp., Deutsche Bank Securities, JPMorgan Securities, HSBS Bank Plc, HSBC Securities, JP Morgan Chase Bank, TD Securities, Nomura Securities International Inc., and Merrill Lynch, Pierce, Fenner & Smith. [read post]
3 Jun 2018, 2:18 pm
The NY Attorney General sent letters to the following virtual currency trading platforms and may send out a second wave for others at a later date: (1) Coinbase, Inc. [read post]
12 Feb 2021, 1:33 pm
About Solutions Law Press, Inc. [read post]
15 Oct 2019, 1:11 am
“It is like the old Chinese death sentence by a thousand cuts,” said a European financial services representative, who also asked to remain anonymous.Clients from Canada, Europe and even China were still interested in Cuba, said Canadian lawyer Gregory Biniowsky, who lives in Havana and consults foreign businesses for the law firm Gowlings Consulting Inc. [read post]
18 Dec 2019, 1:45 pm
In addition, some firms did not properly implement trade limits and control to curtail options trading that exceeded customer pre-approved investment levels. [read post]
29 Jul 2020, 11:43 am
Contact us at (800) 975-4345 or through our online form for a free consultation with a securities fraud attorney. [read post]
3 Oct 2014, 10:56 am
These bylaw provisions gained notoriety in the recent case of ATP Tour, Inc. v. [read post]
2 Feb 2016, 11:51 am
Our consultations are free of charge and the firm is only compensated if you recover. [read post]
9 Oct 2015, 6:29 am
Thereafter, from October 2009, till present Bennett is associated with Western International Securities, Inc. [read post]
19 Oct 2021, 10:10 am
See e.g., In re Anthem, Inc. [read post]
9 Jul 2012, 5:02 am
In 1990, Basile, Prost, and Baumann formed an economics and real estate consulting firm, Basile Baumann Prost & Associates, Inc. [read post]
22 Jan 2021, 1:00 pm
Publicly-available forms filed with the SEC list the following firms as receiving sales compensation for selling The Parking REIT: Accelerated Capital Group; Centaurus Financial, Inc.; Coastal Equities, Inc.; Crown Capital Securities, L.P.; Forest Securities, Inc.; Great Point Capital LLC; NI Advisors; Sandlapper Securities, LLC; Whitehall-Parker Securities, Inc. [read post]
2 Oct 2017, 4:50 pm
John is President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement. [read post]
9 Jul 2021, 5:50 am
Securities and Exchange Commission, on Saturday, July 3, 2021 Tags: Accounting, Accounting standards, Disclosure, ESG, Financial reporting, International governance, SEC, Securities regulation, Sustainability Chancery Denies Corwin Cleansing In Light of Process Concerns Posted by Matthew J. [read post]
18 Jul 2013, 11:06 am
According to Investment News, earlier this year non-traded REIT, Cole Credit Property Trust III, merged with their asset manager Cole holdings to form the publicly traded company Cole Real Estate Investments Inc. [read post]
13 May 2020, 8:24 am
Publicly-available Form D and Form D amendments filed with the SEC list the following firms as receiving sales compensation for selling The Parking REIT: Accelerated Capital Group; Centaurus Financial, Inc.; Coastal Equities, Inc.; Crown Capital Securities, L.P.; Forest Securities, Inc.; Great Point Capital LLC; NI Advisors; Sandlapper Securities, LLC; Whitehall-Parker Securities, Inc. [read post]
29 Apr 2016, 4:47 am
— via Suzanne Lucas, the Evil HR Lady, at Inc. [read post]
29 Jun 2018, 6:04 am
Cook, Rosanne Giambalvo, and Steve Klemencic, Ankura Consulting, on Thursday, June 28, 2018 Tags: Compliance and disclosure interpretation, Foreign firms, Innovation, International governance, Jurisdiction, R&D, Securities regulation ETF Ownership and Corporate Investment Posted by Constantinos Antoniou (University of Warwick), Avanidhar Subrahmanyam (UCLA), and Onur Tosun (University of Warwick), on Thursday, June 28, 2018 … [read post]
30 May 2019, 2:30 pm
The SEC said that the trading platforms and financial instruments were not real and, in fact, never existed. [read post]
26 May 2020, 12:57 pm
(CRD#: 15007) Gunnallen Financial, Inc. [read post]
