Search for: "First Financial Asset Management, Inc."
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15 May 2023, 4:58 am
But first, the basic facts. [read post]
10 May 2023, 9:01 pm
It provides financially distressed companies with powerful tools to reduce or eliminate unsustainable debt and other liabilities while continuing to operate as a going concern. [read post]
9 May 2023, 9:01 pm
First, the rule allows voting stockholders to make their own ad hoc choice of nominees from the slates proposed by management, on one hand, and by the nominating stockholder, on the other. [read post]
5 May 2023, 4:00 am
The deal, ironically, was announced within days of Thomson Reuters having sold, to an alternative asset management firm, a majority stake in one of its significant businesses aimed at legal markets. [read post]
27 Apr 2023, 6:19 am
By Lene Powell, J.D.Coinbase, Inc., a major cryptocurrency trading platform, has brought an action asking the Third Circuit to require the SEC to act on Coinbase’s petition for rulemaking on digital assets. [read post]
24 Apr 2023, 6:28 am
’ Further, the CFPB sued Encore Capital Group, Inc.; its subsidiaries, Midland Funding, LLC; Midland Credit Management, Inc.; and Asset Acceptance Capital Corp for violating a consent order from a 2015 judgment. [read post]
21 Apr 2023, 6:30 am
Fuse Brown (Georgia State University), on Wednesday, April 19, 2023 Tags: capital investment, Financial regulation, investors, market power, Medicine, Private equity What The First Universal Proxy Card Contests Say About the Future of Activism Posted by Kai H.E. [read post]
21 Apr 2023, 6:30 am
Fuse Brown (Georgia State University), on Wednesday, April 19, 2023 Tags: capital investment, Financial regulation, investors, market power, Medicine, Private equity What The First Universal Proxy Card Contests Say About the Future of Activism Posted by Kai H.E. [read post]
20 Apr 2023, 1:20 pm
Most importantly to digital asset managers, it would expand the existing custody requirements to cover all “client assets” over which an RIA has custody, explicitly including digital assets. [read post]
7 Apr 2023, 6:30 am
Roberts, Debevoise & Plimpton LLP, on Saturday, April 1, 2023 Tags: Corporate governance, Cyber-risk, Cybersecurity, legal framework, Risk assessment, Supply chain Proxy-Voting Insights: Voting on Politics Posted by Lindsey Stewart, Morningstar, Inc., on Sunday, April 2, 2023 Tags: Asset Managers, climate risk, corporate lobbying, Proxy voting, shareholder resolutions, Transparency Corporate Democracy and the Intermediary Voting Dilemma Posted by Jill E. [read post]
7 Apr 2023, 6:30 am
Roberts, Debevoise & Plimpton LLP, on Saturday, April 1, 2023 Tags: Corporate governance, Cyber-risk, Cybersecurity, legal framework, Risk assessment, Supply chain Proxy-Voting Insights: Voting on Politics Posted by Lindsey Stewart, Morningstar, Inc., on Sunday, April 2, 2023 Tags: Asset Managers, climate risk, corporate lobbying, Proxy voting, shareholder resolutions, Transparency Corporate Democracy and the Intermediary Voting Dilemma Posted by Jill E. [read post]
3 Apr 2023, 4:53 am
Separately, and without David’s involvement, Ray formed Aley Restaurant Management, Inc. [read post]
2 Apr 2023, 6:00 am
The first quarter of 2023 saw a moderate level of M&A+I activity in the eDiscovery ecosystem. [read post]
30 Mar 2023, 10:04 am
Many broker-dealers and financial management firms recommended Northstar to investors, including: Bankoh Investment Services, Inc., Cetera Financial CommunityAmerica Financial Solutions East West Bank Hancock Whitney Investment Services P. [read post]
30 Mar 2023, 6:52 am
Cambridge Investment Research allegedly invested client assets in certain mutual funds and money market sweep funds that generated millions of dollars in revenue sharing payments to an affiliated broker-dealer, Cambridge Investment Research, Inc., instead of lower-cost share classes and investment options that would have yielded less or no revenue sharing. [read post]
13 Mar 2023, 4:33 am
Cleaner Management Roles. [read post]
26 Feb 2023, 4:37 pm
Unbeknownst to her, she was agreeing to transfer her only asset of any significant value to Bronze Wines in return for an unsecured stream of future income that was dependent on the financial success of a wine-making business operated by someone with no income, assets, or wine-making experience. [read post]
23 Feb 2023, 9:01 pm
First, the Market Integrity and Major Frauds (MIMF) Unit, one of my old homes in the section. [read post]
21 Feb 2023, 7:04 am
Citigroup Inc. is an investment firm headquartered in New York with more than $700 billion in assets under management. [read post]
19 Feb 2023, 9:01 pm
On February 7, 2023, Ishan Wahi (Ishan), a former Coinbase product manager, pled guilty to wire fraud charges in an indictment in the U.S. [read post]
