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And if confirmed, Jackson would become the first Black woman and the first former federal public defender to serve in the U.S. [read post]
21 Jun 2017, 11:57 am by John Stigi
Holdings Inc. 855 F.3d 459 (2d Cir. 2017), the United States Court of Appeals for the Second Circuit affirmed a district court order subordinating the claims of former Lehman Bros. [read post]
22 Jun 2017, 2:48 pm by John Stigi and Christopher Bosch
Holdings Inc. 855 F.3d 459 (2d Cir. 2017), the United States Court of Appeals for the Second Circuit affirmed a district court order subordinating the claims of former Lehman Bros. [read post]
21 Jun 2017, 11:57 am by John Stigi
Holdings Inc. 855 F.3d 459 (2d Cir. 2017), the United States Court of Appeals for the Second Circuit affirmed a district court order subordinating the claims of former Lehman Bros. [read post]
22 Jun 2017, 2:48 pm by John Stigi and Christopher Bosch
Holdings Inc. 855 F.3d 459 (2d Cir. 2017), the United States Court of Appeals for the Second Circuit affirmed a district court order subordinating the claims of former Lehman Bros. [read post]
22 Jun 2017, 8:53 am by John Stigi and Christopher Bosch
Holdings Inc. 855 F.3d 459 (2d Cir. 2017), the United States Court of Appeals for the Second Circuit affirmed a district court order subordinating the claims of former Lehman Bros. [read post]
22 Jun 2017, 2:48 pm by John Stigi and Christopher Bosch
Holdings Inc. 855 F.3d 459 (2d Cir. 2017), the United States Court of Appeals for the Second Circuit affirmed a district court order subordinating the claims of former Lehman Bros. [read post]
29 Sep 2020, 3:29 pm by Kevin LaCroix
National Australia Bank, in which the Court clarified that the U.S. securities laws applies only to securities transactions that take place in the United States, either on an exchange or otherwise. [read post]
5 Apr 2018, 8:24 am by CFM Admin
Similar to the SEC, the Financial Industry Regulatory Authority, Inc. [read post]
People’s United Bank.[8] The Essgekay court held concisely that TD Bank required multi-factor authentication for the origination of electronic payment orders as required by the Guidance and thus its security procedures were commercially reasonable. [read post]
23 Apr 2018, 1:20 am by Kevin LaCroix
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
5 Jul 2022, 12:24 pm by Joe Wojciechowski
First, he solicited investors to put money into a company called Century Warehouse, Inc., which was allegedly involved in the warehousing and shipping industry. [read post]
25 Feb 2009, 5:01 am
Following opening remarks, the first panel was introduced to discuss recent trends in securities litigation. [read post]
The SEC’s complaint charges Vale with violating Section 10(b) of the Securities and Exchange Act of 1934 (the “Exchange Act”) and Rule 10b-5 thereunder, as well as Sections 13(a) of the Exchange Act.[13] On May 23, 2022, the SEC announced the settlement of charges against BNY Mellon Investment Adviser, Inc. [read post]
30 Mar 2012, 10:58 am
Mar. 15, 2012), the United States Court of Appeals for the Second Circuit essentially approved the terms of a settlement between the Securities and Exchange Commission (the “SEC”) and Citigroup Global Markets, Inc. [read post]
23 Feb 2012, 5:00 am by Erica Siepman
Weintraub and AWMS Acquisition, Inc., for violating Securities and Exchange Act sections 10(b) and 14(e) and SEC rules 10b-5 and 14e-8. [read post]