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3 Sep 2010, 8:50 am
This blog posting is an update to our blog posting entitled Legal Update: Dodd-Frank Redefines "Accredited Investor", in which we explained that Section 413(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act amended the definition of "accredited investor" under Rule 215 of the Securities Act of 1933 and Rule 501 of Regulation D to exclude the value of an investor's primary residence from the $1 million net worth calculation. [read post]
21 Mar 2011, 8:01 am by Larry Ribstein
The so-called “Dodd-Frank Wall Street Reform and Consumer Protection Act” was supposed to fix the problems that led to the financial bust. [read post]
16 May 2012, 9:09 am by Elan Mendel
While the news of JPMorgan’s trading loss is unfortunate, the bipartisan legislation the committee was scheduled to consider is unrelated to the cause of the trading loss,” committee chairman Frank D. [read post]
1 Dec 2011, 12:00 pm by admin
Barney Frank (D-MA) announced that he would not seek a 17th term in office and would retire from the House of Representatives at the end of his current term. [read post]
5 May 2012, 2:08 pm by Buce
I wouldn't say that Frank Knight's Economic Organization is his most important  work, or his most interesting. [read post]
1 Mar 2019, 7:56 am by FHH Law
NAB President Gordon Smith presented the award to “The Jazz Man” (as we affectionately refer to him, even though he’d probably prefer “The Boss”) in recognition of Frank’s more than thirty years of service to many (emphasis on the “many”) state broadcast associations. [read post]
19 Sep 2013, 11:00 pm
Also on July 10, 2013, the SEC adopted amendments to Regulation D that impose "bad actor" disqualification requirements on private placement offerings under Rule 506, as required by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
19 Sep 2013, 11:00 pm
Also on July 10, 2013, the SEC adopted amendments to Regulation D that impose "bad actor" disqualification requirements on private placement offerings under Rule 506, as required by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
13 Sep 2012, 1:45 am by John L. Welch
And the Board noted Applicant's concession that Frank Sinatra is not associated with his business.Finally, there was no doubt that Frank Sinatra is sufficiently famous to satisfy the final element of the Section 2(a) test, and it therefore ruled that Applicant's mark FRANKS ANATRA falsely suggests a connection with Frank Sinatra.Section 2(d): The Board readily found the marks SINATRA and FRANK SINATRA to be famous for entertainment… [read post]
7 Feb 2011, 10:59 am
On January 25, 2011, the SEC proposed new amendments to conform the definition of “accredited investor” under Rule 215 of the Securities Act of 1933 and Rule 501 of Regulation D to requirements imposed by Congress under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”). [read post]
26 Jan 2012, 5:57 pm by James Hamilton
Section 619(d)(I)(F) of Dodd-Frank includes trading in an insurance company's general account as a permitted activity and, by its terms, exempts permitted activities from the proprietary trading ban. [read post]
19 Nov 2008, 2:29 pm
INDEED: “Say what you like about Jack Abramoff, but Senator Chris Dodd (D-CT) and Representative Barney Frank (D-MA) shouldn't come out of the Countrywide Scandal smelling like roses, either. [read post]
15 Jul 2011, 3:46 pm by James Hamilton
Senators Robert Menendez (D-NJ), Tom Harkin (D-Iowa), Sherrod Brown (D-OH), and Carl Levin (D-MI)emphasized the importance of pay ratio transparency to provide investors and policy makers with a better understanding of pay in America and address the pay and income disparity that has skyrocketed in recent decades. [read post]