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5 Jun 2012, 10:47 am
CFTC Chairman Gary Gensler. [read post]
4 Jan 2011, 10:36 am
This was already a strangely situated law department even before Barron was hired, when his predecessor Gary Lynch was “kicked up” and out of the legal department only to have his quasi-successor pushed under the COO. [read post]
23 Oct 2009, 11:52 am
Barney Frank (D). [read post]
23 Oct 2009, 11:52 am
Barney Frank (D). [read post]
20 May 2024, 3:00 am
Last week, the SEC announced that Corey Klemmer, most recently the Corporation Finance Counsel to Chair Gary Gensler, has been appointed as Policy Director. [read post]
29 Mar 2012, 2:29 pm
The legislation was sponsored by Representatives Michael Grimm (R-NY), Gary Peters (D-MI), Austin Scott (R-GA), and Bill Owens (D-NY).The end users exemption in HR 2682 allows end-users to continue to use derivatives to maintain low and stable prices for consumers and will free up capital. [read post]
30 Nov 2007, 8:46 am
Frank Mrvan, who sponsored the ill-fated 2005 law, said Thursday he has spent the past two weeks drafting legislation to fix the problem. [read post]
24 Jan 2011, 9:07 am
The CFTC had considered the Proposed Rule at its December 16, 2010 open meeting but CFTC Chairman Gary Gensler adjourned that meeting without holding a vote on the Proposed Rule. [read post]
22 May 2012, 12:19 pm
CFTC Chair Gary Gensler noted that, while the agencies are making real progress on the global harmonization of derivatives regulation, there will be differences. [read post]
25 Jul 2012, 11:26 am
The CFTC guidance introduces the concept of substituted compliance under which, as recently explained by CFTC Chair Gary Gensler at the Senate Ag Committee hearing, the CFTC would defer to comparable and comprehensive foreign regulations. [read post]
15 Oct 2021, 6:19 am
Posted by Gary Gensler, U.S. [read post]
26 Feb 2008, 12:19 am
Nolan Ryan came in to relieve Gary Gentry and he was Nolan Ryan, baby. [read post]
7 Jan 2011, 3:05 am
Frank Chiachiere from his positions as president and member of the Board of Education of the Valley Stream Central High School District and as a member of the Board of Education of the Valley Stream Union Free School District No. 13. [read post]
What type of “insider trading” is prohibited by the CFTC within the commodities and futures markets?
28 Feb 2011, 11:36 am
See Gary Rubin, CFTC Regulation 1.59 Fails to Adequately Regulate Insider Trading, Note, 53 N.Y.L. [read post]
31 May 2014, 5:22 am
The 8th Circuit made short shrift of the absurd arrest of Frank Snider for desecrating the flag. [read post]
10 Jul 2012, 10:43 am
CFTC Chairman Gary Gensler said that the rules would be published shortly. [read post]
4 Mar 2022, 6:02 am
Background The Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) amended Section 204(b) of the Investment Advisers Act of 1940 to require certain disclosures by private fund investment advisers. [read post]
11 Nov 2022, 6:30 am
Securities and Exchange Commission, on Thursday, November 3, 2022 Tags: Dodd-Frank Act, Form N-PX, Proxy voting, Say on pay, SEC, SEC enforcement Statement by Chair Gensler on Final Amendments to Form N-PX Posted by Gary Gensler, U.S. [read post]
11 Nov 2022, 6:30 am
Securities and Exchange Commission, on Thursday, November 3, 2022 Tags: Dodd-Frank Act, Form N-PX, Proxy voting, Say on pay, SEC, SEC enforcement Statement by Chair Gensler on Final Amendments to Form N-PX Posted by Gary Gensler, U.S. [read post]
14 Feb 2018, 3:30 am
Gordon Hull & Frank Pasquale, Toward a Critical Theory of Corporate Wellness, BioSocieties (2017). [read post]
