Search for: "Frank Lynn"
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20 Jun 2011, 9:03 am
There were a couple of New York Times articles on the grand jury investigation by reporter Frank Lynn. [read post]
20 Apr 2011, 11:12 pm
A Strongly-Worded Defense of Dodd-Frank Act Implementation In a speech earlier this week, Deputy Treasury Secretary Neil Wolin defended the Dodd-Frank Act and its implementation, taking on various criticisms of the law point by point. [read post]
14 Oct 2010, 2:31 am
- Dave Lynn [read post]
6 Jun 2011, 8:11 am
Section 951 of the Dodd-Frank Act mandated new disclosure and advisory vote requirements for compensation based on or relating to merger and similar transactions, also known as golden parachutes. [read post]
22 Feb 2023, 3:25 am
– Dave Lynn [read post]
5 Dec 2011, 7:09 am
Over the next two weeks I plan to write about two Dodd-Frank provisions- conflict minerals and whistleblower; my call for an affirmative defense for a redesigned “effective compliance program” under the Federal Sentencing Guidelines; the ongoing debate about the value of a law school education; in-house counsel as "gatekeepers"; and a book review of Cultivating Conscience: How Good Laws Make Good People by law professor Lynn Stout, which offers an… [read post]
3 Aug 2021, 3:30 am
– Dave Lynn [read post]
22 Jun 2015, 7:47 am
Hartsell’s Campaign Finance Case Referred to Prosecutors” by Lynn Bonner for Raleigh News & Observer Ethics New York: “In Corruption Cases, Speculation Undermines Justice” by Richard Lipsky for Albany Times Union Oregon: “Oregon Impeachment Resolution Expected to Die in Senate” by Dennis Theriault for Portland Oregonian Tennessee: “State Rep. [read post]
27 May 2009, 6:00 am
Several distinguished members of Brooklyn's Asian American community will be honored at the event, including Lynn Gong, auxiliary police captain, NYPD Brooklyn South; Danny Tsoi, community activist; Pauline Frank, principal, PS 127 McKinley Park; Fred Ho, jazz musician and author. [read post]
27 Jun 2023, 4:00 am
– Dave Lynn [read post]
25 Oct 2006, 5:02 pm
Thomas & Frank Partnoy. 8 - 8 (112) The Prime Directive by Robert K. [read post]
8 Sep 2015, 3:46 am
– Dave Lynn [read post]
22 Oct 2021, 6:20 am
Securities and Exchange Commission, on Friday, October 15, 2021 Tags: Clawbacks, Dodd-Frank Act, Executive Compensation, Restatements, SEC enforcement, Securities enforcement, Securities regulation A Guide for Boards and Companies Facing Ransomware Demands Posted by Antonia M. [read post]
6 Dec 2018, 11:55 am
In September, FINRA barred ex-HD Vest Investment Services brokers Donna Lynn Barnard and Jerry Davis Raines, also after both failed to provide the SRO with the information and documents it had requested related to their sale of Woodbridge promissory notes to customers. [read post]
21 Jun 2012, 4:27 am
Tune in next Thursday, June 28th, for the webcast - "Proxy Season Post-Mortem: The Latest Compensation Disclosures" - to hear Mark Borges, Dave Lynn and Ron Mueller analyze what was (and what was not) disclosed this proxy season as well as discuss these new rules. [read post]
30 Apr 2015, 3:55 am
Yesterday, as noted in this press release, the SEC proposed pay-for-performance rules as required by Section 953(a) of Dodd-Frank. [read post]
8 Oct 2010, 5:15 am
- Dave Lynn [read post]
21 Mar 2011, 5:10 am
" - Dave Lynn [read post]
17 Feb 2011, 8:26 am
Frank of Frank Law Office, P.C., Cheyenne, Wyoming.Representing Appellees (Defendants) Granite Springs Retreat Association, Inc.; John and Sylvia Passehl; Marty and Gail Gill; Cheryl and Doug Brown; Craig Folsom and April Walton; Mike Trenam; Ben Hilsen and Susan Jennelly; Michael Duskin; Tim and Lynn Babbitt; Michael Emerson; Scott Smith and Deb Baumer; Richard W. [read post]
29 Apr 2022, 6:27 am
Kay, and John Ellerman, Pay Governance LLC, on Monday, April 25, 2022 Tags: Compensation disclosure, Dodd-Frank Act, Executive Compensation, Incentives, Pay for performance, Say on pay, SEC, Securities regulation Do Startups Benefit from Their Investors’ Reputation? [read post]
