Search for: "G Security Services LLC"
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27 Sep 2019, 3:33 am
Fisher, Jr., Kevin G. [read post]
13 Sep 2019, 6:42 am
Advisers Act Section 202(a)(11)(C) excludes from this definition any broker-dealer who performs these services in a manner that is "solely incidental" to the conduct of the broker-dealer business and who does not receive "special compensation" for those services; this exclusion is known as the broker-dealer exclusion.The Commission’s new interpretive release, issued the same day it adopted Regulation BI, states in relevant part: "We interpret the… [read post]
15 Aug 2019, 11:24 pm
F, G, H. [read post]
28 Jun 2019, 11:31 am
Siegel was registered with National Securities Corporation in Edison, New Jersey from April 21, 2014 to May 13, 2016, and with Concorde Investment Services, LLC in Parsippany, New Jersey from September 19, 2013 until April 22, 2014, according to Michael Siegel’s FINRA BrokerCheck Report. [read post]
24 May 2019, 6:01 am
Profusek, and Lyle G. [read post]
20 May 2019, 9:11 am
PLS Financial Services, Inc., however, a federal district court and the Fifth Circuit reached the opposite conclusion in a proposed class action presenting the very same litigation waiver question under almost identical factual circumstances, 689 Fed.Appx. 800 (5th Cir. 2017) (per curiam).How should these cases be counted? [read post]
19 May 2019, 1:05 pm
CES Publ’g Corp. v. [read post]
18 May 2019, 9:27 am
Many, at best, pay lip service to the Arthur Andersen fee factors, or at least some of them. [read post]
11 May 2019, 11:47 am
, citing Velvet Snout, LLC v. [read post]
4 May 2019, 12:39 pm
GIVING CREDIT WHERE CREDIT IS DUE Democrat Richard Hightower botches his first National Collegiate Student Loan Trust case after taking office as a member of Houston Court of Appeals Sheila Kirk v. [read post]
25 Apr 2019, 11:59 am
G. [read post]
20 Feb 2019, 2:13 pm
Grove Family, LLC,2 City of Novi v Robert Adell Children’s Funded Trust,3 and Township of Grosse Ile v Grosse Ile Bridge Co.4 Last, the UCPA (the procedural statute applicable to all condemnation actions in Michigan) provides that a condemning agency’s finding of necessity will only be reversed for “abuse of discretion, error of law, or fraud. [read post]
8 Feb 2019, 6:04 am
Gregory, Rebecca Grapsas and Claire Holland, Sidley Austin LLP, on Friday, February 1, 2019 Tags: Boards of Directors, Institutional Investors, Management, Proxy access, Proxy voting, Securities regulation, Shareholder nominations, Shareholder proposals, Shareholder voting Spotlight on Boards Posted by Martin Lipton, Wachtell, Lipton, Rosen & Katz, on Friday, February 1, 2019 Tags: Board oversight, Boards of… [read post]
1 Feb 2019, 10:51 am
Zehra G. [read post]
25 Dec 2018, 3:00 am
P. 38.1(g). [read post]
8 Nov 2018, 5:36 pm
California law also requires businesses that suffer a breach of security to disclose the breach to consumers, and in some instances law enforcement, if sensitive information is compromised. [read post]
31 Oct 2018, 11:21 am
In 2015, the Federal Communications Commission, by a 3-2 vote, stopped classifying broadband internet-access service as an information service and reclassified it as a telecommunications service subject to the common-carrier requirements of Title II of the Communications Act. [read post]
29 Oct 2018, 2:04 pm
In Liberty Media Holdings LLC v. [read post]
26 Oct 2018, 2:29 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
18 Oct 2018, 7:04 am
(relisted after the September 24, October 5 and October 12 conferences) PDR Network, LLC v. [read post]
