Search for: "Gurbir Grewal"
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28 Jun 2019, 11:31 am
Grewal. [read post]
20 Nov 2021, 4:30 am
Grewal, Director of the SEC’s Division of Enforcement. [read post]
27 Sep 2022, 3:15 am
There are few things that excite SEC Enforcement more than shady SPACs and related party transactions – and this enforcement action follows remarks by Enforcement Division Director Gurbir Grewal a year ago where he emphasized gatekeeper accountability. [read post]
22 Feb 2022, 9:58 am
” And the SEC’s Division of Enforcement head Gurbir S. [read post]
16 Jan 2024, 2:47 pm
Grewal, Director of the SEC’s Division of Enforcement. [read post]
29 Sep 2023, 9:00 am
Grewal, Director of the SEC’s Division of Enforcement. [read post]
9 Jul 2019, 6:01 pm
The Press Release states: Attorney General Gurbir S. [read post]
20 Jan 2023, 6:46 am
The Director of the SEC’s Division of Enforcement, Gurbir S. [read post]
21 Jun 2022, 6:30 am
SEC Enforcement Director Gurbir Grewal has, however, indicated an increased emphasis on gatekeeper accountability in order to restore public trust in the market. [3] Nonetheless, given the Commission’s existing authority to impose discipline under its Rules of Practice, practitioners should be mindful of the potential for increased scrutiny moving forward. [read post]
21 Jun 2022, 6:30 am
SEC Enforcement Director Gurbir Grewal has, however, indicated an increased emphasis on gatekeeper accountability in order to restore public trust in the market. [3] Nonetheless, given the Commission’s existing authority to impose discipline under its Rules of Practice, practitioners should be mindful of the potential for increased scrutiny moving forward. [read post]
30 Jun 2021, 9:10 am
” New Jersey Attorney General, Gurbir Grewal, said, “We’re disappointed by today’s SCOTUS ruling on the PennEast pipeline, but our fight is far from over. [read post]
8 Dec 2022, 6:30 am
Nonetheless, Enforcement Division Director Gurbir S. [read post]
12 Nov 2021, 11:21 am
” Likewise, Gurbir S. [read post]
5 Nov 2021, 1:16 pm
Grewal, the SEC’s Director of Enforcement. [read post]
3 Apr 2019, 8:57 am
New Jersey’s Attorney General Gurbir Grewal released a statement regarding the agreements, saying “I am glad that Arby’s, Little Caesar, Five Guys and Dunkin’ now recognize the unfairness of no-poach agreements and will stop using them, and I am proud of the multistate investigation that led to their change of heart. [read post]
5 Dec 2023, 1:42 pm
“That necessitated us bringing this most recent initiative looking at this issue, and whether it continues or not is really going to depend on whether folks change behavior after seeing the slew of cases that we brought and the penalties, too,” SEC Director of Enforcement Gurbir Grewal told the paper. [read post]
5 Nov 2021, 1:16 pm
Grewal, the SEC’s Director of Enforcement. [read post]
11 Jul 2019, 11:23 am
” According to New Jersey Attorney General Attorney Gurbir Grewal, the directive is meant to enhance public safety by building trust with the immigrant community. [read post]
5 May 2023, 8:53 am
Grewal, Director of the SEC’s Division of Enforcement. [read post]
8 Dec 2022, 6:30 am
Nonetheless, Enforcement Division Director Gurbir S. [read post]
