Search for: "Hedge Strategy Fund LLC"
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21 Jun 2019, 9:13 am
A couple of examples include a Citigroup investor who recovered $54 million in a complex municipal arbitrage fund and a corporation that recovered over $5 million in a Bear Stearns hedge fund. [read post]
18 Apr 2016, 9:15 am
Parker MacIntyre, LLC provides legal and compliance services to investment advisers, broker dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
10 Apr 2009, 6:14 pm
In essence, the suits allege that these hedge funds failed to perform any meaningful investigation, due diligence or oversight of the Madoff fund, which reported consistent double digit gains year after year, notwithstanding questions about the trading strategies allegedly employed or the fact that Madoff enforced a veil of secrecy over his actual trading activity. [read post]
27 Apr 2016, 4:54 am
According to the court, Archer Advisors LLC, its principal, and another company insider perpetrated a scheme to misappropriate fund assets and artificially pump up the value of the hedge funds that Archer managed. [read post]
20 Jul 2018, 12:07 pm
Banks, hedge funds and the International Swaps and Derivatives Association Industry Group also voiced concern about Blackstone’s strategy, according to the Journal report. [read post]
1 Mar 2023, 12:27 pm
Right. 09:57 Well, can you see with a complex product is structured product or a hedge fund, the broker will have certain talking points to sell to sell the investment to a customer. [read post]
27 Apr 2010, 2:50 pm
Earlier this month, the SEC filed an enforcement action against Goldman, alleging it fraudulently misled investors in a CDO called Abacus by failing to disclose the important fact that the underlying securities were selected in part by a hedge fund client, Paulson & Co., that stood to gain if the securities declined in value. [read post]
13 Oct 2011, 2:43 pm
Pu is only 24 years old.Bloomberg's BusinessWeek is reporting that Citadel hired Pu last year to help develop proprietary- trading strategies for the $11 billion hedge fund. [read post]
20 Aug 2009, 2:11 am
Mallon's legal practice is devoted to helping emerging and start up hedge fund managers successfully launch a hedge fund. [read post]
15 Jul 2013, 10:16 am
The firm allegedly distributed marketing materials regarding funds that contained unwarranted performance projections, and failed to provide material disclosure regarding the risks of investing in the hedge fund(s) and/or hedge fund strategies being discussed. [read post]
22 Feb 2020, 3:00 am
The firm also publishes the prominent Hedge Fund Law Blog, which focuses on legal issues that impact the hedge fund community. [read post]
30 Jun 2016, 1:53 pm
Investment Services, LLC from an office in Penang, Malaysia, according to his publicly available BrokerCheck, as maintained by the Financial Industry Regulatory Authority (FINRA). [read post]
20 Mar 2019, 10:00 am
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
30 Jun 2023, 7:14 am
Financial markets have recovered some of the lost ground, and the world’s 13 largest indices are up on average +10.8% this year so far.And it is not only listed equities – in public markets, bonds are up +3.1%, and hedge funds are up +2.0%. [read post]
20 May 2022, 9:28 am
Commodity Futures Trading Commission (CFTC) Whistleblower Office issued a Notice of Covered Action (NCA) for an enforcement action taken against Kraft Foods Group, Inc. and Mondelēz Global LLC. [read post]
23 Jan 2015, 11:52 am
In a recently reported case out of the Northern District of Illinois, two former employees of Citadel LLC, a Chicago based premier hedge fund in the high frequency trading space, pled guilty and received three-year sentences for their participation in a scheme to steal source code from Citadel and a prior employer in order to create their own trading strategy for their personal future use. [read post]
26 Mar 2019, 1:20 pm
Following the Blackstone deal, hedge funds and the International Swaps and Derivatives Association (ISDA) industry group voiced concerns about Blackstone’s strategy, according to the Journal report. [read post]
23 Apr 2012, 5:00 am
Marco started advising the hedge funds under a new entity, GMB Capital Partners LLC, and Gabriel managed the other clients through GMB Management. [read post]
23 Aug 2010, 2:33 pm
Rather, “relative value strategies” may be found on the Internet primarily as a generic term for an investment strategy of hedge funds that seek profit by exploiting irregularities or discrepancies in the pricing of stocks, bonds or derivatives. [read post]
4 Nov 2009, 7:59 am
These comments can be found here. **** Brian Fitzgibbon - CEO of Fitzgibbon Toigo & CO., LLC Without placement agent assistance, some of the best fund managers may never get to market. [read post]
