Search for: "Hedge Strategy Fund LLC"
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23 May 2014, 5:05 am
Hampton allegedly used the space to operate a private hedge fund, Hampton Capital Management (HCM). [read post]
14 Jan 2014, 2:49 pm
Hedge funds employ various complicated trading strategies in an effort to maximize returns. [read post]
14 Jan 2014, 2:38 pm
Hedge funds are speculative investments and use an array of advanced investment strategies that often involve a high level of volatility. [read post]
20 Nov 2013, 2:22 pm
Clients include investment advisers, futures managers, broker-dealers, hedge funds, and private equity firms. [read post]
28 Jul 2013, 10:20 pm
After all, what does regulatory oversight of hedge funds have in common with regulation of securities brokers or insurance companies? [read post]
25 Jul 2013, 1:02 pm
According to The Enquirer, former broker and Cincinnati investment fund manager, Glen Galemmo, is being sued by investors for allegedly operating a Ponzi scheme in the guise of a hedge fund. [read post]
15 Jul 2013, 10:16 am
The firm allegedly distributed marketing materials regarding funds that contained unwarranted performance projections, and failed to provide material disclosure regarding the risks of investing in the hedge fund(s) and/or hedge fund strategies being discussed. [read post]
3 Jul 2013, 2:55 pm
Metropolitan West Asset Management, LLC highlights at least two important take-aways with respect to the cash solicitation rule. [read post]
3 Jun 2013, 10:36 am
Alternative investments, like Mariner Access and Mariner 2X Access hedge funds, use an array of investment strategies and involve a high level of volatility. [read post]
2 May 2013, 5:09 am
Sansome Strategies will focus on RIAs and hedge fund managers as well as those firms operating in the commodities/futures and derivatives spaces. [read post]
2 May 2013, 12:08 am
. **** Cole-Frieman & Mallon LLP run the Hedge Fund Law Blog in addition to their hedge fund law firm. [read post]
28 Mar 2013, 1:01 pm
Though created to “hedge against risk” and maximize gains through aggressive and advanced investment strategies, one recent hedge fund lawsuit against a prominent investment company may undermine confidence in this fundamental function of hedge funds. [read post]
4 Mar 2013, 12:44 pm
The hedge funds, Foresee Strategies Insurance Fund, were issued by Sun Life Financial as variable annuity subaccounts to Sala-Multi Series Fund and than sold to investor by various broker-dealers such as SagePoint Financial Inc, Geneos Wealth Management Inc, Lincoln Financial Network, National Planning Corp, and FSC Securities Corp. [read post]
7 Jan 2013, 6:00 pm
But the truth is that all market timers except one large hedge fund were excluded. [read post]
22 Oct 2012, 1:36 am
On October 17, the SEC filed a lawsuit in the Southern District of New York against hedge fund Yorkville Advisors LLC, as well as its President Mark Angelo and CFO Edward Schinik. [read post]
15 Oct 2012, 9:08 am
One of the cases referenced was a petition brought by TELUS to quash a meeting of TELUS’s shareholders requisitioned by an American hedge fund, Mason Capital Management LLC (“Mason Capital”). [read post]
2 Oct 2012, 5:13 pm
Savitr Capital, LLC. [read post]
26 Sep 2012, 7:34 pm
Per court documents, between April 2005 and November 2006, the two men, along with two co-conspirators, were partners in KMFG International LLC, which is a hedge fund. [read post]
28 Jun 2012, 9:42 am
An investor would be wise to investigate the wealth manager and ask questions about why the manager recommends a particular investment vehicle, the fees associated with the product, and how the product will build the client’s diverse portfolio and fit within a risk strategy. [read post]
12 Jun 2012, 2:00 am
Enforcement Matters SEC Charges Boston-Based Hedge Fund Managers With Fraud The SEC recently charged Boston-based father and son managers of hedge funds and their firm with securities fraud for misleading fund investors about past performance and investment strategy. [read post]
