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SEC Announces Enforcement Action Against Investment Adviser for Custody Violations
8 Feb 2023, 8:56 am by Charlie Jarrett
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
RIA Compliance Blog - http://www.riacomplianceblog.com/
Friday Job Announcements
3 Feb 2023, 8:47 am by Arianna Morseau
Parker, AZ. [read post]
Turtle Talk - https://turtletalk.blog/
John Eastman and the Limits of Bar Discipline
2 Feb 2023, 5:01 am by Quinta Jurecic
The memos prepared by John Eastman constitute some of the most shocking documentation of the plot to overturn the 2020 election in favor of Donald Trump. [read post]
Lawfare - http://www.lawfareblog.com/
Does QOCS protection apply to detailed assessment?
29 Jan 2023, 10:15 pm by GWS Law
What the argument amounted to was no more than an invitation to this court to consider the matter afresh. [read post]
Legal Costs Blog - http://www.gwslaw.co.uk/blog/
TPE Audits: The Process & Expected Targets in 2023
26 Jan 2023, 8:27 am by Ashley Morgan
It behooves providers to alert office managers or any other employees responsible to take extra care when skimming through the mail for urgent matters. [read post]
Liles Parker PLLC Blog - http://www.lilesparker.com
The Angel’s in the Details: The Importance of Well-Drafted Board Minutes
15 Jan 2023, 6:30 am
Parker, Lauren N. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
The Angel’s in the Details: The Importance of Well-Drafted Board Minutes
15 Jan 2023, 6:30 am
Parker, Lauren N. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Law and religion round-up – 15th January
15 Jan 2023, 1:28 am by Frank Cranmer
Operational matters and charging are matters for the police. [read post]
Law & Religion UK - https://lawandreligionuk.com
Injured at an Airbnb – Next Immediate Steps
9 Jan 2023, 10:09 am by Heather Boutet
Connect with the Parker Scheer Personal Injury Team: Contact Us Name*Phone*Enter Email Address* Your City & State*Which of the following best describes the matter you are calling about:*Which of the following best describes the matter you are calling about:Personal InjuryReal EstateCriminal… [read post]
Parker Scheer Law Blog - https://www.parkerscheer.com/blog/
Steps to Take When Facing Foreclosure in Florida
31 Dec 2022, 5:09 pm by jaxlawcenter
  The post Steps to Take When Facing Foreclosure in Florida appeared first on Parker and DuFresne. [read post]
Florida Bankruptcy Lawyer Blog - https://jaxlawcenter.com/bankruptcy-blog/
The ADA in Cyberspace – Are Websites Places of Public Accommodation?
29 Dec 2022, 10:14 am by David Whitaker and Shearil Matthews
Complicating matters even further is the ongoing debate regarding what it means to make a website WCAG compliant. [read post]
Louisiana Law Blog - http://www.louisianalawblog.com/
Overseeing internal investigations
22 Dec 2022, 6:30 am
For many companies it is not a matter of if a significant complaint will occur—but when. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Overseeing internal investigations
22 Dec 2022, 6:30 am
For many companies it is not a matter of if a significant complaint will occur—but when. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
New University of Chicago Study’s Shocking Revelations of Federal Bail Injustice: Systemic Errors and the “Culture of Detention”
18 Dec 2022, 5:35 pm by Michael Lowe
Parker, 156 U.S. 277, 285, 15 S. [read post]
Dallas Criminal Defense Lawyer Blog - http://www.dallasjustice.com/dallascriminallawyerblog
Weekly Roundup: December 9-15, 2022
16 Dec 2022, 6:30 am
Parker, PricewaterhouseCoopers LLP, on Tuesday, December 13, 2022 Tags: board diversity, Board of Directors, ERM, Risk, Risk assessment, Risk management Big Three Power, and Why it Matters Posted by Lucian A. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: December 9-15, 2022
16 Dec 2022, 6:30 am
Parker, PricewaterhouseCoopers LLP, on Tuesday, December 13, 2022 Tags: board diversity, Board of Directors, ERM, Risk, Risk assessment, Risk management Big Three Power, and Why it Matters Posted by Lucian A. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
SEC Announces Enforcement Action for Compliance Policies and Procedures Failures
15 Dec 2022, 7:09 am by Charlie Jarrett
In the Two Point matter, the SEC found that the adviser adopted a handbook from a professional organization in place of a traditional compliance manual. [read post]
RIA Compliance Blog - http://www.riacomplianceblog.com/
Indian Law Bulletins Updated 12/14/22
14 Dec 2022, 2:58 pm by NARF
The dark matter of federal Indian law : The duty of protection. [read post]
National Indian Law Library -- News - http://nilllibrary.blogspot.com/
Friday Job Announcements
9 Dec 2022, 11:00 am by Arianna Morseau
Parker, AZ. [read post]
Turtle Talk - https://turtletalk.blog/
Day on Antitrust and Prisons
7 Dec 2022, 8:55 am by Lawrence Solum
It is notable, though, that states act much differently than when Parker was decided in 1943. [read post]
Legal Theory Blog - https://lsolum.typepad.com/legaltheory/