Search for: "International Assets Advisory, LLC"
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22 Jul 2022, 3:39 am
(The original offering price for Preferred stock was $1,000, per share, according to the PPM,) Parking REIT Exec Reportedly Charged with Fraud According to the Securities and Exchange Commission on July 30 2021, the regulator charged an executive of the Parking REIT, and his wholly owned investment advisory firm, Vestin Mortgage LLC with fraud. [read post]
26 Mar 2021, 6:09 am
Liu, Dechert LLP, on Tuesday, March 23, 2021 Tags: Class actions, Financial technology, Going private, Incorporations, International governance, Jurisdiction, Mergers & acquisitions, Section 10(b), Securities fraud, Securities litigation, Securities regulation Activist Shareholder Proposals and HCM Disclosures in 2021 Posted by Mike Delikat, Jessica James, and Alex Mitchell, Orrick, Herrington & Sutcliffe LLP,… [read post]
8 Feb 2010, 3:00 am
In June 2002, I wrote an article for the New York State Bar Association Journal on LLC dissolution (read it here) in which I observed that most of the few cases decided to that point freely borrowed from corporate dissolution norms applicable in cases involving oppressed minority shareholders and internal dissension. [read post]
22 Nov 2010, 10:05 am
Investment advisers are a fiduciary with respect to providing investment advisory services to their clients. [read post]
2 May 2012, 12:51 pm
Douglas McNabb and other members of the U.S. law firm practice and write and/or report extensively on matters involving Federal Criminal Defense, INTERPOL Red Notice Removal, International Extradition Defense, OFAC SDN Sanctions Removal, International Criminal Court Defense, and US Seizure of Non-Resident, Foreign-Owned Assets. [read post]
2 May 2012, 12:51 pm
Douglas McNabb and other members of the U.S. law firm practice and write and/or report extensively on matters involving Federal Criminal Defense, INTERPOL Red Notice Removal, International Extradition Defense, OFAC SDN Sanctions Removal, International Criminal Court Defense, and US Seizure of Non-Resident, Foreign-Owned Assets. [read post]
12 Mar 2009, 9:19 am
Madoff Investment Securities LLC, was "one big lie. [read post]
30 Mar 2011, 7:00 am
In addition, the selections are often made by the risk areas identified by the SEC through a review of the firm’s Form ADV, results of previous examinations of the firm, information from third parties, business activities of affiliates, amount of assets under management, private fund advisory activities, disciplinary history, and the time that has elapsed since the last examination was conducted. [read post]
21 Aug 2020, 6:06 am
– (3) Disregard of Legal Constraints Posted by Lucian Bebchuk and Roberto Tallarita (Harvard Law School), on Wednesday, August 19, 2020 Tags: Accountability, Boards of Directors, Business Roundtable, Corporate purpose, Corporate Social Responsibility, Program on Corporate Governance, Reputation, Shareholder value, Stakeholders Chancery Court Rules That Pre-Closing Attorney Client Privilege Over Deal Related Communications Stays with Sellers… [read post]
6 Apr 2018, 6:08 am
Fontaine, Corporate Risk Holdings LLC, and John Reed Stark, John Reed Stark Consulting LLC, on Saturday, March 31, 2018 Tags: Boards of Directors, Cybersecurity, Disclosure, Financial reporting, Risk, Risk management, Risk oversight, SEC, SEC enforcement, Securities enforcement, Securities regulation Do Director Networks Improve Managerial Learning from Stock Prices? [read post]
11 May 2012, 7:56 am
Douglas McNabb and other members of the U.S. law firm practice and write and/or report extensively on matters involving Federal Criminal Defense, INTERPOL Red Notice Removal, International Extradition Defense, OFAC SDN Sanctions Removal, International Criminal Court Defense, and US Seizure of Non-Resident, Foreign-Owned Assets. [read post]
11 May 2012, 7:56 am
Douglas McNabb and other members of the U.S. law firm practice and write and/or report extensively on matters involving Federal Criminal Defense, INTERPOL Red Notice Removal, International Extradition Defense, OFAC SDN Sanctions Removal, International Criminal Court Defense, and US Seizure of Non-Resident, Foreign-Owned Assets. [read post]
19 Jan 2014, 9:01 pm
Occupiers will gravitate to the most affordable markets and continue to reduce their costs through more efficient internal space build-outs. [read post]
3 Oct 2023, 9:01 pm
The SEC also alleged that the disclosure failures were caused by inadequate internal accounting controls, including an insufficient understanding of GAAP. [read post]
10 Apr 2018, 6:30 am
All rights reserved under International Copyright Law. [read post]
11 Dec 2020, 6:01 am
Behavioral Corporate Finance: The Life Cycle of a CEO Career Posted by Marius Guenzel (The Wharton School), and Ulrike Malmendier (University of California Berkeley), on Friday, December 4, 2020 Tags: Behavioral finance, Decision making, Management, Manager characteristics, Managerial style, Mergers & acquisitions Defining the Role of the Audit Committee in Overseeing ESG Posted by Kristen Sullivan, Maureen Bujno, and Leeann Galezio Arthur, Deloitte &… [read post]
28 Jan 2009, 9:40 am
Bayou Group LLC. [read post]
19 Jan 2022, 1:21 pm
Renaissance Technologies, LLC. [read post]
19 Jan 2022, 1:21 pm
Renaissance Technologies, LLC. [read post]
22 Jul 2013, 11:45 am
Ethanol's best asset may not be on K Street, but in the EPA: new administrator Gina McCarthy. [read post]
