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25 Apr 2013, 11:37 am
According to my source (the basis for most of this account), in January, HHS awarded Quality Software Services, Inc. [read post]
17 Apr 2012, 10:05 pm by Cynthia Marcotte Stamer
., Inc. will pay more than $600,000 to settle charges it violated the Employee Retirement Income Security Act (ERISA) reminds employee benefit plan fiduciaries and brokerage or other providers of investment advice or services to employee benefit plans. [read post]
1 Mar 2009, 4:31 am
  Typically, insurers have made money by investing premium dollars before they have to pay out claims. [read post]
2 Jun 2009, 2:20 pm
Demand for high-priced legal services may be down, but consumers are still purchasing plans from Pre-Paid Legal Services Inc. [read post]
27 Apr 2015, 4:00 am by Comitz Beethe
Associated Entities: The Guardian Insurance & Annuity Company, Inc.; Berkshire Life Insurance Company of America; Guardian Investor Services, LLC; Park Avenue Securities LLC; RS Investment Management Co. [read post]
12 Apr 2016, 3:50 pm by Cynthia Marcotte Stamer
Investment Advice Covered By The Rule The final rule applies to “covered investment advice. [read post]
12 Apr 2016, 3:50 pm by Cynthia Marcotte Stamer
Investment Advice Covered By The Rule The final rule applies to “covered investment advice. [read post]
8 Jul 2009, 4:09 pm
Nine fund managers were named for the Legacy Securities Public-Private Investment Program (commonly referred to as "PPIP"), according to today's joint press release by the Treasury Department, the Federal Reserve, and Federal Deposit Insurance Corporation. [read post]
11 Jun 2017, 4:58 am by Adam Weinstein
  Sellers’ used investor funds for vehicles, life insurance policies, homes, jewelry, and credit card purchases laundering the invested funds through multiple bank accounts. [read post]
12 Feb 2013, 7:00 am by Richard Kummer
The SEC charged a husband and wife who raised millions of dollars selling investments for a purported charitable organization in Tallahassee, Fla., while defrauding senior citizens and significantly exaggerating the amount of contributions actually made to charity.The SEC alleges that after the couple were hired at We The People Inc., the organization obtained $75 million from more than 400 investors in Florida, Colorado, and Texas among more than 30 states across the country by… [read post]
25 Jul 2022, 6:56 am by Iorio Altamirano
Even though the portfolio of life insurance policies does not directly secure the GWG L Bonds, this development is significant for GWG L Bond investors because GWG Holdings Inc. [read post]
16 Mar 2020, 8:27 am by Green, Schafle & Gibbs
 Less than homey is the fate of investments purchased by customers, specifically the Woodbridge Ponzi scheme investments, from the consultants who worked at the three firms named above: Gregory W. [read post]
30 Jun 2022, 1:13 pm by Kevin V. Small and Cary D. Steklof
  Insurance companies, which historically earn the bulk of their profits by investing the premiums received, are especially sensitive to these economic conditions. [read post]
9 Feb 2009, 3:09 pm
Foundation Inc., Morgan Stanley & C., Inc., UBS Securities LLC, and Wachovia Capital Markets, are under fire from American National Insurance Company and the City of South San Francisco. [read post]
17 Jun 2011, 11:07 am by Tomassi Law Associates
MBIA Inc. together with its subsidiaries, operates the financial guarantee insurance business. [read post]
17 Oct 2007, 2:11 am
Related Web Resources: New Funds for Retirement Payouts, Wall Street Journal, October 14, 2007 Others likely to follow lead of Fidelity, Vanguard, Investment News, October 8, 2007 Vanguard to Broaden Retirement Income Solutions with Three New Managed Payout Funds, Insurance Newsnet, September 27, 2007 [read post]
11 Oct 2007, 7:23 am
Last week we reported that Prudential Financial, Inc. and one of its subsidiaries, Prudential Retirement Insurance and Annuity Company, has sued State Street & Trust Corp. and State Street Global Advisors over losses allegedly suffered by Prudential clients in two bond funds managed by State Street  (see here). [read post]
13 Apr 2019, 12:39 pm by Staff Attorney
  Yet, Grant apparently did not obtain any insurance investments with the money. [read post]