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6 Feb 2024, 9:55 am
Higher transparency through breaking down the ESG rating As a rule, separate E, S and G ratings shall be provided, as opposed to a single ESG metric which aggregates all three. [read post]
6 Feb 2024, 6:32 am
Institutional investors have gone quiet on ESG amid public criticism and congressional subpoenas. [read post]
6 Feb 2024, 6:32 am
Institutional investors have gone quiet on ESG amid public criticism and congressional subpoenas. [read post]
5 Feb 2024, 5:38 am
The round was led by ML Capital and supported by other investors including Davidovs Venture Collective (DVC) fund and Hugging Face’s co-founder Thomas Wolf. [read post]
1 Feb 2024, 8:05 pm
Form I-129F (Petition for Alien Fiancé(e)), used by U.S. [read post]
1 Feb 2024, 6:31 am
While firm disclosures traditionally target investors, consumers may also use these resources to inform their purchase decisions. [read post]
1 Feb 2024, 6:31 am
While firm disclosures traditionally target investors, consumers may also use these resources to inform their purchase decisions. [read post]
30 Jan 2024, 9:04 pm
§ 202.5(e); see also Consent Decrees in Judicial or Administrative Proceedings, Rel. [read post]
30 Jan 2024, 9:02 pm
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1] This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
30 Jan 2024, 6:30 am
Davies, Sarah E. [read post]
30 Jan 2024, 6:30 am
Davies, Sarah E. [read post]
29 Jan 2024, 4:55 am
Carol E. [read post]
26 Jan 2024, 1:40 pm
As a result, VFA violated NASD Rule 3010, FINRA Rules 2330(c), (d), and (e), and FINRA Rule 2010. [read post]
26 Jan 2024, 6:24 am
This latest round was led by Inovia and included participation from those same investors plus others. [read post]
26 Jan 2024, 3:44 am
It also considers that the proposals would promote its secondary objective to facilitate effective competition, by ensuring minimal disruptions to the market arising from any solvent exit of a PRA-regulated activity (including providing assurance to investors of an exit that does not rely on insolvency procedures). [read post]
26 Jan 2024, 12:15 am
The Woodbridge Group of Companies, LLC raised over $1 billion in note offerings to investors what later was exposed as a massive Ponzi scheme. [read post]
25 Jan 2024, 4:00 pm
In her position, Rechtoris will play a key role in engaging the e-discovery community through producing workshops that allow participants to share best practices, grow their networks, elevate their careers, and advance the e-discovery industry. [read post]
25 Jan 2024, 4:06 am
Consideration should be given to, among other things: “(a) asset management; (b) access controls; (c) encryption; (d) communications security; (e) physical and environmental security; [and] (f) operations security. [read post]
24 Jan 2024, 9:01 pm
Today [January 24], the Commission considers a lengthy adopting release of nearly 600 pages that extensively describes numerous disclosure, dissemination, forward looking statement, liability, and accounting provisions purportedly designed to advance investor protection and facilitate capital formation for special purpose acquisition companies (SPACs). [read post]
22 Jan 2024, 9:01 pm
It is unclear why having fewer accredited investors, whether at 6.5% or 1.8% of U.S. households, is preferrable to having more accredited investors. [read post]
