Search for: "Jones Capital, LLC"
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6 Dec 2021, 12:36 pm
Procyon Private Wealth Partners LLC Alvaro Paiz Edward Jones LPL Financial LLC Gregory Rachele H.D. [read post]
10 May 2022, 6:33 am
Posted by Steven Rothstein (Ceres), Olivia Tay (Semler Bross LLC), and Yamika Ketu (Ceres), on Tuesday, May 10, 2022 Editor's Note: Steven Rothstein is managing director, Yamika Ketu is an associate, and Melissa Paschall is director of governance at Ceres; Olivia Tay is senior consultant, Kathryn Neel is managing director, and Blair Jones is managing director at Semler Brossy LLC. [read post]
10 May 2022, 6:33 am
Posted by Steven Rothstein (Ceres), Olivia Tay (Semler Bross LLC), and Yamika Ketu (Ceres), on Tuesday, May 10, 2022 Editor's Note: Steven Rothstein is managing director, Yamika Ketu is an associate, and Melissa Paschall is director of governance at Ceres; Olivia Tay is senior consultant, Kathryn Neel is managing director, and Blair Jones is managing director at Semler Brossy LLC. [read post]
1 Feb 2024, 11:55 am
Morgan Securities LLC Wells Fargo Clearing Services, LLC Stalin Cruz SW Financial Windsor Street Capital, L.P. [read post]
3 Nov 2023, 6:30 am
Posted by Alyssa Stankiewicz and Lindsey Stewart, Morningstar, Inc, on Monday, October 30, 2023 Tags: anti-ESG, ESG, ETFs, Shareholders Machine-Learning the Skill of Mutual Fund Managers Posted by Ron Kaniel (University of Rochester Simon Business School), on Tuesday, October 31, 2023 Tags: CFNAI, Mutual funds, stock market, US Equity Funds The Compensation Committee’s Evolving Role in Human Capital Management Posted by Blair Jones, Rachel Ki, and Jennifer Teefey,… [read post]
3 Nov 2023, 6:30 am
Posted by Alyssa Stankiewicz and Lindsey Stewart, Morningstar, Inc, on Monday, October 30, 2023 Tags: anti-ESG, ESG, ETFs, Shareholders Machine-Learning the Skill of Mutual Fund Managers Posted by Ron Kaniel (University of Rochester Simon Business School), on Tuesday, October 31, 2023 Tags: CFNAI, Mutual funds, stock market, US Equity Funds The Compensation Committee’s Evolving Role in Human Capital Management Posted by Blair Jones, Rachel Ki, and Jennifer Teefey,… [read post]
22 Jul 2011, 9:14 am
Knapp Wind Capital Group, LLC 06/17/2011 Claude Mindorff Mainstream Renewable Power 06/17/2011 Dave Cowan First Wind Energy, LLC 06/17/2011 Roxanne J. [read post]
1 Feb 2016, 5:47 pm
RVS CAPITAL, LLC, a Florida limited liability company, RIO VISTA SALOON, LLC, a Florida limited liability company, and DAVID ZWICK, Appellees. 4th District. [read post]
1 Apr 2022, 6:01 am
Securities and Exchange Commission, on Thursday, March 31, 2022 Tags: Capital formation, Investor protection, IPOs, LLCs, Mergers & acquisitions, SEC, Securities regulation, SPACs, Special purpose vehicles [read post]
13 Dec 2016, 3:42 pm
Victoria Fram of VilCap Investments, LLC (Village Capital’s affiliated for-profit investment fund) discussed her firm’s criteria on impact investments, all in for-profit enterprises (40% of the founders are women, 20% are people of color). [read post]
8 Nov 2021, 1:01 pm
Supreme Alliance LLC Johnnie Jones Network 1 Financial Securities Inc. [read post]
17 May 2010, 5:00 am
Rooney, Senior Compliance Officer and Associate General Counsel, Cerberus Capital Management, L.P. [read post]
29 Oct 2010, 10:49 am
The original Jones fund permitted investors the ability to exit on an annual basis. [read post]
23 Aug 2019, 6:17 am
Profusek, Jones Day, on Monday, August 19, 2019 Tags: Boards of Directors, Majority voting, Plurality Voting, Proxy contests, Proxy voting, Shareholder nominations, Shareholder voting, Universal proxy ballots SEC Proposal to Modernize Reg S-K Posted by Cydney Posner, Cooley LLP, on Tuesday, August 20, 2019 Tags: Disclosure, Human capital, Regulation S-K, SEC, Securities regulation How Do Venture… [read post]
5 Apr 2016, 7:34 am
MALCOLM JONES, JR., an individual, Appellees. 2nd District. [read post]
3 Jun 2016, 6:40 am
Beach, No. 15-1089 (written description requirement for new drug treatments) Retirement Capital Access Management Company, LLC v. [read post]
6 Nov 2020, 6:30 am
Feldman, Olshan Frome Wolosky LLP, on Thursday, November 5, 2020 Tags: Broker-dealers, Capital formation, Capital markets, Institutional Investors, Investor protection, Private equity, SEC, Securities regulation, Solicitation, Venture capital firms Where Do Institutional Investors Seek Shelter when Disaster Strikes? [read post]
20 Jan 2016, 5:21 am
Summit Trust Company, Rampart Capital Management, LLC, Trust Counselors Network, Inc., Brown Investment Advisors, Inc., Kevin C. [read post]
2 May 2011, 11:23 pm
Robert John Zamecki, with Lighthouse Capital Corporation in Oakland, California, was suspended from association with any FINRA member for 30 days and fined $12,500 in connection with a failure to supervise a registered representative's private securities transactions. [read post]
10 Sep 2008, 3:14 am
The new unit, called FB Holdings LLC, will try to liquidate the problem loans "at a more opportune time," says Terrance McCarthy, president and chief executive of First Banks. [read post]
