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16 Jun 2017, 6:19 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, June 16, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of June 9–June 15, 2017. [read post]
8 Apr 2022, 5:50 am
Reed Posted by Hester M. [read post]
8 Apr 2022, 5:50 am
Reed Posted by Hester M. [read post]
7 Jul 2010, 8:51 am
Update 2: Per K&L Gates, Corporate/M&A: Kevin Stichter, Norfleet Pruden, Brett Durham (all Charlotte) Antitrust: Jim Weiss, John Longstreth, Brian McCalmon (all Washington, D.C.) [read post]
13 Mar 2012, 6:32 am
Aidikoff & Ryan K. [read post]
25 Jan 2017, 3:00 am
In the long run, I guess my money’s on Spicoli, but in the short-term, I’m not underrating Sessions. [read post]
3 Sep 2021, 5:46 am
Savarese and Wayne M. [read post]
19 Jul 2019, 5:57 am
FEC, Climate change, Disclosure, Environmental disclosure, ESG, Institutional Investors, Long-Term value, Oversight, Political spending, Securities regulation, Sustainability, Systemic risk, Transparency Walmart’s Failure to Maintain a Sufficient Anti-Corruption Compliance Program Posted by Alex Young K. [read post]
1 Mar 2024, 6:30 am
Drewry, and Joshua M. [read post]
1 Mar 2024, 6:30 am
Drewry, and Joshua M. [read post]
10 Dec 2009, 6:09 am
Editor's Note: James Morphy is a partner at Sullivan & Cromwell LLP specializing in mergers & acquisitions and corporate governance. [read post]
5 Jun 2020, 6:05 am
Morris, Barr Law Group, on Saturday, May 30, 2020 Tags: Agency costs, Boards of Directors, Investment Company Act, Investor protection, Mutual funds, Negotiation, Retirement plans, Securities litigation, Securities regulation, U.S. federal courts COVID-19: Due Diligence Considerations for M&A Transactions Posted by Thomas W. [read post]
15 Dec 2017, 6:13 am
Securities and Exchange Commission, on Saturday, December 9, 2017 Tags: Capital formation, Conflicts of interest, Disclosure, EDGAR, Exchange-traded funds, Financial reporting, Investment advisers, Investment Company Act, Investor protection, SEC, Securities regulation, Transparency Do Professional Norms in the Banking Industry Favor Risk-taking? [read post]
28 Jan 2013, 2:38 pm
Additionally, many corporate paralegals are among the first people in their organizations to learn about major company events (possible acquisitions and divestitures, management changes, financial reporting and other material news) that may need to be reported publicly to the SEC on an 8-K, 10-K, or 10-Q, but such information must be kept strictly confidential (even from your fellow law department members) until it is publicly reported. [read post]
18 May 2011, 5:01 am
A person born in 1959 who started investing in a 401(k) equity plan at age 30 (1989), realized a 5.5 percent rate of return as of February 2010. [read post]
8 Feb 2013, 5:00 am
I’m bunkered down waiting for a blizzard to unleash its wrath on Boston. [read post]
8 Feb 2013, 5:00 am
I’m bunkered down waiting for a blizzard to unleash its wrath on Boston. [read post]
2 Jan 2014, 9:15 am
Berton M. [read post]
12 May 2020, 6:55 am
The graffiti artist subsequently received 150 K US Dollars per work. [read post]
13 Dec 2023, 9:05 pm
This holds whether we consider the location of the firm’s headquarters, of its VC investors, or of the limited partners who invested in these VC funds. [read post]
