Search for: "K-One Investment Company Inc." Results 121 - 140 of 539
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9 Dec 2009, 6:55 am by Heather Young
Incorporated, Goldman Sachs & Co., Bear Stearns Companies, Inc., Bank of America Securities LLC, Bank of New York, Citigroup Inc., Credit Suisse (USA) Inc., Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., and UBS Financial Services, Inc. [read post]
25 May 2011, 1:23 am by Kevin LaCroix
”   According to AIG's July 16, 2010 filing on Form 8-K, the settlement is conditioned on the company's "having consummated one or more common stock offerings raising new proceeds of at least $550 million prior to court approval. [read post]
31 Aug 2015, 7:17 pm by Kevin LaCroix
The press release (here), which relates to Web.com Group, Inc., refers to the company’s August 18, 2015 filing with the SEC on Form 8-K. [read post]
6 Feb 2019, 7:26 am by John Jascob
For one, the SEC could impose a civil penalty on the company in the amount the company paid to repurchase its stock. [read post]
24 Sep 2021, 4:12 am by Merpel McKitten
Supreme Court in an amicus brief that “licensing its intellectual property to entities that produce (non-Qualcomm) chips” was one of its “primary sources of revenue” and that “Qualcomm has provided chipmakers nontransferable, worldwide, nonexclusive, restricted licenses to its portfolio of technically necessary patents. [read post]
6 Oct 2010, 5:00 am by Doug Cornelius
In addition, in the third quarter of 2010, the Company began another internal investigation, with the assistance of outside counsel, involving the use of a third party agent in connection with a purchase in 2008 of an investment property in China for one of the funds the Company manages through its Global Investment Management business. [read post]
30 Apr 2008, 6:01 am
“Screwing up” Overstock.com: 8-K: “On April 25, 2006 the Compensation Committee of the Board of Directors of Overstock.com, Inc. [read post]
14 Feb 2011, 10:02 am
Prior to July 1, 2000, Motorola only had 4 options in its 401(k) plan, employer stock being one of them, and the plan limited participants to investing no more than 25% of their account balances in employer stock. [read post]
12 Apr 2022, 9:01 pm by Gary Gensler
Investors look for relevant information in filings like the 10-K when assessing an investment decision. [read post]
7 Jan 2022, 9:34 am by admin
January 7, 2022 On January 6, 2022, the Competition Bureau (Bureau) announced that it had negotiated a consent agreement with Keurig Canada Inc. [read post]
6 Oct 2011, 2:00 am by Kara OBrien
The definition of a large trader is designed to focus on the ultimate parent company of an investment adviser or advisers that employ or otherwise control the individuals that exercise investment discretion, with the intention of easing the administrative burden of both the large trader, by allowing the parent company to comply with the registration requirement on behalf of its subsidiaries (or vice versa), as well as the SEC. [read post]