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7 May 2024, 7:09 am by Chris Castle
MTP readers will remember I have a big issue with speculative ticking (which I think is illegal securities trading like trading pork belly futures) so I’m naturally quite pleased to see the Governor champion this legislation along with Minnesota Lieutenant Governor Peggy Flanagan plus State Senator Matt Klein and Representative Kelly Moller who co-authored the legislation. [read post]
12 Nov 2019, 4:54 pm by Kevin LaCroix
  With Pat Kelly of the Wilson Elser law firm. [read post]
1 Jun 2012, 1:38 pm by Dan Markel
Returning for June are Gio Shay (WNEC); Jeff Lipshaw (Suffolk); and Kelly Anders (Creighton). [read post]
17 Feb 2010, 5:00 am by Doug Cornelius
Court says leaking info on bad controls to media is not protected by SOX whistleblower retaliation clause by Matt Kelly Disclosure: I own some Boeing stock. [read post]
22 Sep 2017, 6:00 am by Doug Cornelius
[More…] Anti-Fraud Triangle Paper by Matt Kelly in Radical Compliance As devout Radical Compliance readers might already know, from time to time I have written about something I call the Anti-Fraud Triangle—a method of assessing misconduct risk in your organization, based on the Fraud Triangle that auditors have used for decades to understand fraud risk. [read post]
23 Aug 2023, 4:00 am by Jim Sedor
Assembly” by Matt Arco, Brent Johnson, and Susan Livio, (NJ Advance Media) for MSN The post Wednesday’s LobbyComply News Roundup appeared first on State and Federal Communications. [read post]
28 Jan 2020, 12:31 pm by Doug Cornelius
Matt Kelly highlights a few of his favorites on cybersecurity. [read post]
29 Sep 2009, 10:51 am
Compliance Week Editor-in-Chief Matt Kelly moderated the session, which featured Daniel Bender and John Schneider of Navigant Consulting. [read post]
25 Jun 2010, 5:00 am by Doug Cornelius
Why You Should Care About Derivatives Reform by Matt Kelly in Compliance Week‘s The Big Picture Like most human beings, I somewhat wish derivatives had never been invented—not because they aren’t useful (they are), but because discussion of how to regulate the derivatives trade makes my head hurt. [read post]
29 Mar 2009, 4:00 am
Klaus Moosmayer, Compliance Operating Officer and Chief Counsel Compliance & Investigations, Corporate Legal and Compliance, Siemens AG 403: Key Recent Developments Regarding Attorney-Client Privilege, Work Product Protection, and Indemnification Frank Sheeder, CCEP, Partner, Jones Day 505: The Post-Bailout Regulatory Scene: Implications for Your Compliance & Ethics Program Matt Kelly, Editor in Chief, Compliance Week 604: The Ethics Gap: How Our View of Business… [read post]
13 Sep 2021, 3:15 am by Liz Dunshee
In his Radical Compliance blog, Matt Kelly highlighted that a cost-cutting culture was also to blame in last week’s SEC enforcement action. [read post]
17 Jun 2011, 5:00 am by Doug Cornelius
What Codes of Conduct Should Really Achieve by Matt Kelly in Compliance Week‘s The Big Picture If you’ve read any news coverage of Straus-Kahn and the IMF, you’ve already seen the startling fact that the IMF actually had two codes of conduct: one for senior executives, another for everyone else. [read post]
26 Apr 2012, 7:11 am by Sponsored Post
Other speakers include: Carolyn Elefant: Lawyer, Blogger and Author of Solo by Choice Matt Homann: Founder of LexThink Ari Kaplan: Lawyer and Author of Reinventing Professional Services Vanessa Fox: Developer of Google Webmaster Tools Duane Forrester:Senior Product Manager for Microsoft Bing Michael Blumenthal: Small Business Consultant, Google Maps and Local Search Industry Expert Kelly Phillips Erb: Lawyer and Blogger at Taxgirl.com Shauna Causey: Social Media Strategist and VP… [read post]
10 Oct 2019, 8:00 pm by Howard Bashman
Matt Scuffham of Reuters reports that “Deutsche Bank tells U.S. court it does not have Trump’s tax returns. [read post]
7 Sep 2023, 2:42 pm by Bob Ambrogi
SixFifty A2J: Legal Aid Everyone Legal Clinic North Carolina Pro Bono Resource Center Court Inmediation Judicial Innovation Fellowship LSC’s CCDI Education Jonathan Askin David Colarusso Carla Reyes Enterprise Free Law Project Unicourt Wolters Kluwer ELM Solutions Individual Matt Kerbis Sandra Sandoval Kelly Twigger Law Department ARM Disco Farrah Pepper Law Firm Abogado TIC Arent Fox Clifford Chance Startup Estateably RASA Legal ZAF Technology Disco’s Cecilia Gavel… [read post]
29 Jan 2016, 3:46 am by Broc Romanek
” Steven notes that Matt Kelly has written two blogs about the advisory, including this one about the practical implications of it… Check out this blog by Mike Gettelman to hear what Delaware Chief Justice Leo Strine said this week at the San Diego conference… – Broc Romanek [read post]
24 May 2010, 2:31 pm by Doug Cornelius
These are my notes, live from the keynote: The top two executives at Jet Blue sat down with Compliance Week’s Editor-in-Chief, Matt Kelly. [read post]
30 Jan 2012, 5:00 am by Sponsored Post
Other speakers include: Mark Britton: Founder, CEO and President, Avvo Carolyn Elefant: Lawyer, Blogger and Author of Solo by Choice Matt Homann: Lawyer and Founder of LexThink Vanessa Fox: Developer of Google Webmaster Tools Duane Forrester: Senior Product Manager for Microsoft Bing Ari Kaplan: Lawyer and Author of Reinventing Professional Services Michael Blumenthal: Small Business Consultant, Google Maps and Local Search Industry Expert Kelly Phillips Erb: Lawyer and Blogger… [read post]