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24 Aug 2021, 3:30 am by Liz Dunshee
In the case of foreign private issuers, the term “related party transactions” refers to transactions required to be disclosed pursuant to Form 20-F, Item 7.B (but without regard to the materiality threshold of that provision). [read post]
24 Nov 2011, 12:51 pm by Mark S. Humphreys
Stumph then called Dallas Fire and spoke to Liz Jennings, an "underwriter" at Dallas Fire. [read post]
18 Nov 2021, 3:15 am by Liz Dunshee
Now, I just need to revisit the latest edits to our “Proxy Advisors” Handbook and plan to undo a bunch of them… – Liz Dunshee [read post]
30 Oct 2009, 5:00 am
  Those investors are now suing Harris for charging excessive fees to manage the funds in violation of the adviser's fiduciary duty under Section 36(b) of the Investment Company Act of 1940. [read post]
18 Oct 2010, 7:54 am by CSL Library News
Annot. 572) (respect for rights of third persons); 8.4(b) (2009 Kan. [read post]
21 Mar 2019, 3:00 am by Liz Dunshee
You will have the chance to complete your submission online once you obtain access to the website – If you recently submitted your shareholder meeting dates in eGov, you do not have to re-enter the information in Listing Manager – Previously completed written affirmations in eGov will not be available in Listing Manager, but a copy can be provided by an NYSE representative – Liz Dunshee [read post]
18 Aug 2014, 8:00 am by Liz Kramer
This case may become Exhibit B for me when I explain that case law under the FAA is not intuitive, even for lawyers (Exhibit A is Buckeye Check Cashing, which never fails to elicit a strong reaction from the uninitiated).Read Article—By Liz Kramer [read post]
21 Jan 2020, 3:05 am by Liz Dunshee
Tomorrow’s Webcast: “2020 Section 16 Changes with Alan Dye” Tune in tomorrow for the Section16.net webcast – “2020 Section 16 Changes with Alan Dye” – to hear Alan Dye of Section16.net and Hogan Lovells the latest developments and compliance requirements for Section 16, including the Section 16(b) plaintiff’s bar. [read post]
6 Nov 2020, 3:03 am by Liz Dunshee
Here are some of the latest entries: – Emerging Shareholder Proposal: B-Corp Conversions – ISS to Cease Providing Draft Reports to S&P 500 – 14a-8 No-Action Letters: Key Points for Next Year – Investors’ Letter-Writing Campaigns Just Got Easier – Trends in Audit Committee Disclosures – Liz Dunshee [read post]