Search for: "Lucia v. Securities and Exchange Commission"
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22 Feb 2018, 4:12 am
Somers, the court ruled unanimously that the anti-retaliation provision of the Dodd-Frank Act does not apply to a whistleblower who has not first reported a violation to the Securities and Exchange Commission. [read post]
31 May 2022, 5:57 am
Background on SEC Administrative Proceedings One of the SEC’s functions is to bring enforcement proceedings against those alleged to have violated securities laws, such as the Securities Act of 1933, Securities Exchange Act of 1934, or Investment Advisor Act of 1940. [read post]
3 Apr 2018, 4:36 am
Securities and Exchange Commission, which involves “the constitutionality of hiring procedures for administrative law judges in the Securities and Exchange Commission. [read post]
2 Jan 2018, 4:28 am
” Also at Balkinization, Lederman looks at another of the solicitor general’s cert-stage briefs, this one in Lucia v. [read post]
16 May 2022, 10:59 am
In Securities and Exchange Commission v. [read post]
5 Sep 2023, 9:05 pm
Supreme Court next term of Securities and Exchange Commission v. [read post]
19 Sep 2018, 5:56 am
Securities and Exchange Commission, in which the justices held that SEC administrative law judges are “officers of the United States” under the appointments clause, who have to be appointed by the president, a court or a department head; they predict “interesting times ahead for the Administrative State. [read post]
25 Jun 2018, 4:18 am
At Slate, Mark Joseph Stern suggests that Justice Elena Kagan’s majority opinion in Lucia v. [read post]
24 May 2021, 9:05 pm
Securities and Exchange Commission, the U.S. [read post]
16 Aug 2023, 10:52 am
Here is the authors’ article. ****************** Introduction The United States Supreme Court recently granted Certiorari in a closely watched case that could have significant consequences for the Securities and Exchange Commission (SEC) and certain other federal administrative agencies. [read post]
6 Apr 2021, 3:31 pm
Securities and Exchange Commission decision. [read post]
6 Apr 2021, 3:31 pm
Securities and Exchange Commission decision. [read post]
22 Jun 2018, 3:31 am
The court also held 7-2 in Lucia v. [read post]
27 Jun 2019, 4:09 am
Securities and Exchange Commission last term, it has much bigger implications. [read post]
24 Apr 2018, 1:47 pm
It is remarkable that Thomas managed to secure seven votes for his entire opinion. [read post]
18 Apr 2018, 4:08 am
” At LAWnLingistics, Neal Goldfarb notes that Lucia v. [read post]
20 Jun 2018, 11:30 am
Court of Military Commission Review (CMCR), which Congress created to hear appeals from military commissions such as the one in Guantanamo Bay, Cuba. [read post]
3 Aug 2018, 4:24 am
Securities and Exchange Commission, in which the court held that SEC administrative law judges are “officers of the United States” who have to be appointed by the president, a court or a department head, which Williams calls “a step in the process of unraveling the administrative state. [read post]
29 Jan 2018, 6:52 am
Securities and Exchange Commission, in which the court will consider whether administrative law judges of the SEC are officers of the United States within the meaning of the appointments clause. [read post]
8 Mar 2018, 9:30 pm
Securities and Exchange Commission. [read post]