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Second Circuit on Stating a Claim for Scheme Liability
10 Aug 2022, 6:30 am
Court of Appeals for the Second Circuit issued a decision holding that Lentell v. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Securities Industry Commentator by Bill Singer Esq
8 Aug 2022, 4:02 am
TAT Capital Partners, Ltd, Defendant/Respondent (Opinion, Court of Appeal for the State of California)Former Investment Adviser Sentenced to Five Years for Defrauding his Clients of More than $7 Million (DOJ Release)Order Determining Whistleblower Award Claims <a href="#mendez">FINRA Bars Merrill Lynch NRF for Overtime CompensationIn the Matter of Jolam Mendez, Respondent (FINRA AWC)</a><a href="#stoakes">FINRA Fines and Suspends Rep for… [read post]
Broke and Broker - http://brokeandbroker.com/index.php
Paul Weiss Discusses Second Circuit Ruling on Liability Under Rule 10b-5(a) and (c)
2 Aug 2022, 9:01 pm by Geoffrey R. Chepiga, Andrew J. Ehrlich, Walter G. Ricciardi, Kannon K. Shanmugam and Audra J. Soloway
Merrill Lynch & Co., 396 F.3d 161, 177 (2d Cir. 2005). [5]        Lorenzo, 139 S. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Killing Them Easier: USPTO “Reverses” the Federal Circuit on Genericness
1 Aug 2022, 1:39 pm by Holly Brezee
Court of Appeals for the Seventh Circuit and the U.S. [read post]
Dunlap Bennett & Ludwig Blog - https://www.dbllawyers.com/blog/
Current trends in UK litigation and investigations for financial institutions
1 Aug 2022, 3:53 am by Andrew Reeves (UK), David Harris (UK), James Lockwood, Annie Birch, Beth Greenwood and Aditya Badami
In Philipp v Barclays Bank [2022] EWCA Civ 318, the Court of Appeal confirmed that the Quincecare duty does extend to cover account holders who are individuals as well as corporates. [read post]
Regulation tomorrow - http://www.regulationtomorrow.com/
Early Edition: July 29, 2022
29 Jul 2022, 4:42 am by Emma Snell
Lynch and Nate Raymond report for Reuters. [read post]
Just Security - https://www.justsecurity.org/
US appeals court reinstates New York law limiting protest near courthouses
28 Jul 2022, 12:40 pm by Casey McGowan &#124; Vermont Law School, US
In a 2-1 decision written by US Circuit Judge Gerald Lynch, the US Court of Appeals for the Second Circuit found that the New York law could be found to further a compelling state interest. [read post]
JURIST - Paper Chase - https://www.jurist.org/news/
Law prohibiting jury nullification signs near the courthouse is not unconstitutional
28 Jul 2022, 7:06 am by Second Circuit Civil Rights Blog
The Court of Appeals (Lynch and Park) says it is not unconstitutional, at least not on the limited preliminary injunction record before the district court. [read post]
Wait A Second! - http://secondcircuitcivilrights.blogspot.com/
Second Circuit Declines to Allow SEC Rule 10b-5 Claim for “Scheme Liability” to Proceed Where the Alleged Misconduct Amounted Only to the Making of Material Misstatements or Omissions 
22 Jul 2022, 9:06 am by John Stigi and Alejandro Moreno
The Second Circuit accepted plaintiff’s interlocutory appeal. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Appeals court finds that FCPA is not an SEC rule for purposes of whistleblower protection
19 Jul 2022, 6:33 am by John Jascob
The appeals court rejected Baker’s reversal of his concession citing a prior ruling that a party cannot concede an issue in the district court and later, on appeal, attempt to repudiate that concession and resurrect the issue.The only dispute on appeal was whether Baker satisfied his burden of showing the first requirement, that he engaged in a protected activity or conduct. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Justices curb EPA climate authorities; will SEC disclosure proposal survive major questions doctrine?
7 Jul 2022, 6:52 am by John Jascob
By Sheila Lynch-Afryl, J.D., M.A. and Mark S. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Where a clear explanation of proposed rules and its requirements are provided by the adopting public entity, the entity's provided a full rationale for adopting the rule is not required at the time of its promulgation if the record reveals that the rule had a rational basis
1 Jul 2022, 9:01 pm by Public Employment Law Press
M-02131 — Matter of Lynch v New Yor [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
Where a clear explanation of proposed rules and its requirements are provided by the adopting public entity, the entity's provided a full rationale for adopting the rule is not required at the time of its promulgation if the record reveals that the rule had a rational basis
1 Jul 2022, 9:01 pm by Public Employment Law Press
M-02131 — Matter of Lynch v New Yor [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
The fact that the proceeding has been rendered moot by the disclosure of the FOIL documents demanded does not preclude an award of fees
24 Jun 2022, 9:09 pm by Public Employment Law Press
., Lynch, Pritzker, Ceresia and Fisher, JJ. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
The fact that the proceeding has been rendered moot by the disclosure of the FOIL documents demanded does not preclude an award of fees
24 Jun 2022, 9:09 pm by Public Employment Law Press
., Lynch, Pritzker, Ceresia and Fisher, JJ. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
Workers' Compensation Board's factual determination that claimant suffered from an occupational disease resulting from repetitive stress when supported by substantial evidence will not be disturbed
24 Jun 2022, 9:08 pm by Public Employment Law Press
., Lynch, Aarons, Reynolds Fitzgerald and Ceresia, JJ. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
Workers' Compensation Board's factual determination that claimant suffered from an occupational disease resulting from repetitive stress when supported by substantial evidence will not be disturbed
24 Jun 2022, 9:08 pm by Public Employment Law Press
., Lynch, Aarons, Reynolds Fitzgerald and Ceresia, JJ. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
Absent medical evidence establishing a recognizable link between claimant's injuries and repetitive movements associated with her work activities constitutes substantial evidence that claimant did not establish a causally-related occupational disease
24 Jun 2022, 9:06 pm by Public Employment Law Press
Claimant appeals. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
Absent medical evidence establishing a recognizable link between claimant's injuries and repetitive movements associated with her work activities constitutes substantial evidence that claimant did not establish a causally-related occupational disease
24 Jun 2022, 9:06 pm by Public Employment Law Press
Claimant appeals. [read post]
New York Public Personnel Law - https://publicpersonnellaw.blogspot.com/
A First Circuit Decision and the Future of Telephone Pole Camera Surveillance
24 Jun 2022, 8:01 am by Matthew Tokson
Court of Appeals for the First Circuit. [read post]
Lawfare - http://www.lawfareblog.com/