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13 Dec 2016, 9:54 am
Oliver agreed to cease and desist from violating the charges, agree to a bar from the industry, pay $153,862 in disgorgement and prejudgment interest, and pay an additional $125,000 penalty.The charges stem from an SEC investigation that found that Fortius Financial Advisors, LLC, its founding member and chief investment officer named Jeff M. [read post]
18 Feb 2016, 10:00 am
In addition to the firm’s investor reimbursement agreement, Kuperman must pay a $75,000 penalty and will be barred from the securities industry. [read post]
5 Jan 2016, 12:22 pm by David Cosgrove
”[v] Although Cosgrove Law Group LLC focuses its practice in financial industry matters, it also represents clients in the federal courts. [read post]
6 May 2014, 7:26 am by Ann Caresani
Supreme Court has agreed to hear a Sixth Circuit retiree health care case, M&G Polymers USA, LLC v. [read post]
18 Jan 2012, 3:09 pm
The M/V LADY BRANDY, a crew-boat owned by Iberia Marine Service, LLC, ran aground on the afternoon of January 9, 2012, on its way back to Morgan City from the Gulf of Mexico. [read post]
8 Nov 2021, 1:55 pm by David W.S. Lieberman
The United States has settled a federal False Claims Act qui tam case brought by a client of the Whistleblower Law Collaborative LLC against Arthrex, Inc., a Florida-based medical device maker primarily to the orthopedic surgery industry. [read post]
6 Feb 2018, 9:27 am by Petrelli Previtera Schimmel, LLC
“I’m excited to be part of this useful guide for those seeking knowledge about the right way to plan for success,” Schimmel said. [read post]
1 Feb 2010, 11:14 am by structuredsettlements
 Yet according to an official State of Florida Secretary of State filing for Bentzen Funding Solutions, LLC, dated January 29, 2010  http://sunbiz.org/pdf/67513196.pdf and that of Structured Asset Funding, LLC http://sunbiz.org/pdf/67516139.pdf or Structured Asset Factored Servicing, LLC http://sunbiz.org/pdf/67510858.pdf, it's appears to be the case of plus ça change, plus c'est la même chose! [read post]
16 Dec 2019, 7:31 am by Staff Attorney
  According to BrokerCheck records, Stokes is formerly registered with The Financial Industry Regulatory Authority (FINRA) member firm LPL Financial LLC (LPL Financial). [read post]
16 Apr 2010, 3:36 pm by Arieh M. Flemenbaum
Griffith & Jacobson, LLC – We know business – Chicago’s Business Lawyers. [read post]
20 Jun 2007, 10:54 am
The Structured Settlement Industry is an established multi billion dollar industry in the United States. [read post]