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20 Oct 2011, 10:17 am
The letter was also signed by Senators Mark Begich (D-AK), Sherrod Brown (D-OH), Robert P. [read post]
13 Jan 2015, 8:25 am
E1756).During the mark-up, Rep. [read post]
5 Jan 2011, 5:00 am
Dodd-Frank imposed a heavy rule-making agenda on the SEC. [read post]
19 Apr 2021, 11:42 am
Tomorrow, April 20, the House Financial Services Committee is scheduled to mark-up a series of bills that include a bill dealing with debt collection and two bills dealing with the diversity and inclusion practices of banks and other federally-regulated entities. [read post]
20 Jul 2017, 8:06 am
By Mark S. [read post]
24 Mar 2014, 6:25 am
The past year in executive compensation has been marked by two continuing trends: (1) a continuing refinement of conceptions of so-called “best practices” advocated by certain shareholders and responses to those refinements by compensation committees, most notably in the context of the nonbinding, advisory “say-on-pay” vote required by the Dodd-Frank Act (“Dodd-Frank”) and (2) an increased desire by corporations to engage with… [read post]
16 Jul 2013, 6:57 am
Rodgin Cohen, Mark J. [read post]
12 May 2011, 11:25 am
DERIVATIVES MARKETS’ PAYMENT PRIORITIES IN BANKRUPTCY: Harvard Law School’s Mark Roe summarizes his new article in this blog post. [read post]
27 Apr 2017, 8:22 am
By Mark S. [read post]
15 Apr 2012, 7:53 pm
In a letter to the SEC, Senator Mark Pryor (D-Ark)asked that the Commission exempt 100 percent recycled or scrap tungsten from the reporting requirements of the final conflict minerals regulations under Section 1502 of the Dodd-Frank Act. [read post]
13 Jun 2014, 5:42 pm
Kay, Benjamin S. and Manuszak, Mark D. and Vojtech, Cindy M., Bank Profitability and Debit Card Interchange Regulation: Bank Responses to the Durbin Amendment (April 2, 2014). [read post]
28 Mar 2016, 6:02 am
The past year has been marked by a continued focus by shareholders and investor groups on executive compensation, and a related continued need for compensation committees to proactively manage their companies’ communications with shareholders and proxy advisory firms—both in the context of the nonbinding, advisory “say-on-pay” votes required by Dodd-Frank and also as preemptive actions against possible shareholder activists seeking the means by which to… [read post]
15 Mar 2010, 12:36 pm
Chairman Dodd has expressed his hope to hold a mark up of the legislative language the week of March 22, 2010 in the Senate Banking Committee with a possible vote by March 26, 2010. [read post]
20 Oct 2011, 8:01 pm
The letter was also signed by Senators Mark Begich (D-AK), Sherrod Brown (D-OH), Robert P. [read post]
16 Mar 2016, 7:24 am
Dodd-Frank provision. [read post]
8 Oct 2011, 9:45 am
At this informative event, professionals from the industry will discuss various hot topics including: Registration requirements Restructuring considerations Implementation and best practices Focus areas of SEC examinations Cost effective ways to comply with Dodd-Frank Featured Panelists Winston Wilson - National Financial Services Sector Leader, Grant Thornton LLP Mark Catalano - Director, Deutsche Bank, Alternative Fund Services Chris Lombardy - Member,… [read post]
23 Aug 2011, 8:55 am
This post was provided by Mark S. [read post]
13 Jun 2011, 4:54 pm
Has reform missed the mark altogether? [read post]
28 Feb 2012, 7:04 am
Mark J. [read post]
10 Mar 2014, 6:25 am
Simmons, Mark J. [read post]
