Search for: "Mary Jo White, Chair, U.S. Securities and Exchange Commission,"
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24 Oct 2023, 9:01 pm
There is also new Commission rulemaking. [read post]
1 May 2013, 7:11 am
House and Senate, led by Senator Al Franken, who yesterday, wrote a powerful letter to new Securities and Exchange Commission Chair Mary Jo White saying: "We are deeply concerned that the Commission's failure to respond to the dangers posed by widespread forced arbitration will weaken existing investor protections. [read post]
10 Nov 2020, 7:19 am
A federal law allows the president to designate an SEC chair, a power that President Obama used to designate Elisse Walter as SEC chairwoman for a brief period before White become chairwoman. [read post]
27 Dec 2013, 6:36 am
In one such speech Mary Jo White, the new chair of the Securities and Exchange Commission, asked a group of CCOs: ”Do you have the necessary independence, access, authority and support to do your jobs effectively? [read post]
15 Apr 2016, 6:00 am
Securities and Exchange Commission, on Thursday, April 14, 2016 Tags: Accounting, Accounting standards, Disclosure, ESG, Financial Regulation, Financial reporting, Information asymmetries, Information environment, Investor protection, Regulation S-K, SEC, SEC rulemaking, Securities Regulation, Sustainability, Transparency Statement from Chair White on Regulation S-K Concept Release Posted by Mary Jo White,… [read post]
7 Aug 2015, 6:00 am
[More…] Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act by the Securities and Exchange Commission The Commission has taken action to address virtually all of the mandatory rulemaking provisions of the Dodd-Frank Act. [read post]
17 Jan 2017, 4:19 pm
Chair Mary Jo White and Enforcement Director Andrew Ceresney, who worked together as federal prosecutors, oversaw an enforcement program that substantially increased the number of enforcement actions brought and touted numerous “first ever” cases. [read post]
23 May 2017, 11:29 pm
Thus, the Cornerstone data should not be seen as reflective of the Clayton Commission’s enforcement priorities, but rather as the legacy of former Chairwoman Mary Jo White’s imperatives. [read post]
4 Mar 2016, 6:00 am
Securities & Exchange Commission, on Sunday, February 28, 2016 Tags: Accredited investors, Capital formation, Compliance and disclosure interpretation, Crowdfunding, Disclosure, IPOs,JOBS Act, Rule 147, SEC, Securities Regulation, Small firms Servants of Two Masters? [read post]
6 Nov 2015, 6:58 am
With its October 30th announcement, SEC Chair Mary Jo White said: “There is a great deal of enthusiasm in the marketplace for crowdfunding, and I believe these rules and proposed amendments provide smaller companies with innovative ways to raise capital and give investors the protections they need. [read post]
18 Oct 2019, 3:00 am
The U.S. [read post]
20 Oct 2016, 9:30 pm
SEC Chair Mary Jo White reportedly said the plan “will enable regulators to better understand market dynamics and exercise their oversight function. [read post]
23 Mar 2015, 1:41 pm
Last Fall, speaking at a conference in Washington, D.C., SEC Chair Mary Jo White acknowledged that an air of disappointment surrounds the corporate disclosures submitted under the rule thus far. [read post]
3 Aug 2014, 9:30 pm
In the words of Commission Chair Mary Jo White, the new rule “will fundamentally change the way that most money market funds operate. [read post]
12 Jun 2014, 5:00 am
This case is unlikely to be appealed since both the plaintiff (the Securities and Exchange Commission, “SEC”) and the defendant (CitiGroup Global Markets, Inc., “Citigroup”) were arguing the same position--that Judge Rakoff had exceeded his authority by refusing to approve a proposed consent judgment to resolve a case the SEC brought against Citigroup alleging misrepresentations in the marketing of collateralized debt obligations… [read post]
26 Mar 2008, 11:54 pm
California-Davis; Mary Anne Case, U. [read post]
22 Jul 2020, 3:07 pm
Speech, then-SEC Chair Mary Jo White, The SEC as the Whistleblower’s Advocate (Apr. 30, 2015), available at https://www.sec.gov/news/speech/chair-white-remarks-at-garrett-institute.html. [read post]
13 Mar 2017, 4:46 pm
These three things are: (1) the judiciary; (2) the Department of Justice; and (3) the Securities and Exchange Commission. [read post]
27 Jun 2023, 9:01 pm
Current Trends in Shareholder Proposals At the Society’s 2015 national conference, then-Chair Mary Jo White reflected on that year’s proxy season.[4] It started with allowing Whole Foods to exclude a proxy access proposal pursuant to paragraph (i)(9) for conflicts with the company’s proposal,[5] only for the Commission staff to change its mind six weeks later and state that it would express no view on paragraph (i)(9) for the Whole Foods… [read post]
Why Are Investors Seeking Litigation Funding Opportunities? Because Litigation Funding is Profitable
20 Mar 2015, 4:22 am
SEC Chair Weighs in on Fee-Shifting Bylaws: In a March 19, 2015 speech at the Tulane University Law School (here), SEC Charman Mary Jo White offered a number of observations on a variety of topics, including fee-shifting bylaws. [read post]
