Search for: "Mary Jo White, Chair, U.S. Securities and Exchange Commission," Results 121 - 140 of 150
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3 Aug 2014, 9:30 pm by Jill E. Fisch
In the words of Commission Chair Mary Jo White, the new rule “will fundamentally change the way that most money market funds operate. [read post]
Mary Jo White, the Chair of the Securities and Exchange Commission (the “SEC”), recently delivered two speeches with important implications for the future structure of U.S. equity markets. [read post]
7 Jul 2014, 6:27 am by Ryan E. Bonistalli
Securities and Exchange Commission (SEC) wants to change how bond trading works, and Wall Street should take notice. [read post]
23 Jun 2014, 1:15 pm by Morse, Barnes-Brown Pendleton
Securities and Exchange Commission Chair Mary Jo White spoke at the Financial Accounting Foundation Trustees Dinner. [read post]
17 Jun 2014, 9:56 am by Blake Osborn
On June 5, SEC Chair Mary Jo White addressed the current equity marketplace, including high-frequency trading and dark pools. [read post]
12 Jun 2014, 5:00 am by Herrick Lidstone
This case is unlikely to be appealed since both the plaintiff (the Securities and Exchange Commission, “SEC”) and the defendant (CitiGroup Global Markets, Inc., “Citigroup”) were arguing the same position--that Judge Rakoff had exceeded his authority by refusing to approve a proposed consent judgment to resolve a case the SEC brought against Citigroup alleging misrepresentations in the marketing of collateralized debt obligations… [read post]
27 Dec 2013, 6:36 am
In one such speech Mary Jo White, the new chair of the Securities and Exchange Commission, asked a group of CCOs: ”Do you have the necessary independence, access, authority and support to do your jobs effectively? [read post]
6 Dec 2013, 12:34 am by Kevin LaCroix
With the arrival of the new Chair of the SEC, Mary Jo White, the agency has undertaken a variety of new enforcement initiatives. [read post]