Search for: "Matter of Coles"
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4 Sep 2020, 1:01 pm
Attorneys have a professional duty to investigate relevant facts about the matters on which they work. [read post]
31 Jul 2012, 12:02 pm
A panel group of persons centrally involved in the criminal justice system recently discussed the matter of federal prosecutorial misconduct during a roundtable discussion on a PBS program with correspondent Tim O'Brien. [read post]
6 Mar 2019, 3:50 am
Jan. 10, 2019) (Cole, Mag. [read post]
20 Apr 2023, 1:20 pm
For details, contact info@colefrieman.com. **** SEC Matters SEC Charges Staking-as-a-Service Provider. [read post]
6 Feb 2007, 12:08 pm
The motion was granted, and an initial hearing on the matter is scheduled for Wednesday. [read post]
7 Apr 2011, 2:29 pm
Attorney's office in Mobile has arrested 19 year old Dylan Cole Bloodsworth of Gautier, Mississippi for abusing a minor. [read post]
16 Jul 2019, 10:18 am
First, though, we’d like to announce a few exciting updates regarding Cole-Frieman & Mallon LLP. [read post]
6 Dec 2022, 3:30 am
The point is that laws that violate the First Amendment are unconstitutional, no matter how dearly David Cole and the ACLU love them and want to impose them by any means necessary. [read post]
8 Dec 2021, 7:27 am
Conversations regarding the annual review may raise sensitive matters, and advisers should ensure that these discussions are protected by attorney-client privilege. [read post]
24 Oct 2007, 4:18 am
Sep. 18, 2007) (Cole, Mag. [read post]
26 May 2015, 2:50 pm
In 2015, the SEC will focus on its efforts on: matters of importance for retail investors and investors saving for retirement, including whether the information, advice, products, and services being offered are consistent with applicable laws, rules and regulations; market-wide risks, such those created by clearing agencies, cybersecurity compliance and controls, and equity order routing conflicts; and, using data analytics to identify signals of potential illegal activity. [read post]
26 May 2015, 2:50 pm
In 2015, the SEC will focus on its efforts on: matters of importance for retail investors and investors saving for retirement, including whether the information, advice, products, and services being offered are consistent with applicable laws, rules and regulations; market-wide risks, such those created by clearing agencies, cybersecurity compliance and controls, and equity order routing conflicts; and, using data analytics to identify signals of potential illegal activity. [read post]
24 Jun 2021, 9:00 am
Cole v. [read post]
14 Oct 2008, 9:16 am
Always question eyewitness testimony, no matter how sure or how sincere. [read post]
3 Jun 2024, 4:13 pm
Cole also admitted that her initial attempts to disclose the text messages were inaccurate, and she agreed in the commission’s stipulation on the matter. [read post]
5 Apr 2012, 12:50 pm
On March 29, 2012, the Appellate Division held, in Cole v. [read post]
6 Aug 2014, 3:12 pm
that were taken around the site of the bombing of the USS Cole in Aden Harbor. [read post]
21 Dec 2009, 2:15 am
Oct. 27, 2009), (Cole, Mag. [read post]
22 Dec 2020, 9:43 am
Last year, Cole-Frieman & Mallon hosted a well attended presentation and networking event with regulatory compliance firm Aspect Advisors. [read post]
28 Apr 2017, 8:59 am
. **** Cole-Frieman & Mallon LLP 2017 1st Quarter Update – we were a little late for this first quarter but the update addresses a number of items including: Trump and Dodd-Frank Reform DOL Fiduciary Rule Delay Bitcoin Regulatory Matters California’s Public Investment Fund Disclosure Requirements SEC No-Action Letter and Guidance Clarify Inadvertent Custody SEC / FINRA 2017 Exam Priorities Compliance Calendar Trump Tax Plan & Financial Industry – while our… [read post]
