Search for: "Matter of JP"
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10 May 2019, 5:08 am
In the Matter of the Application of Long Term Stock Exchange, Inc.for Registration as a National Securities Exchange (Findings, Opinion, and Order of the SEC; Rel. [read post]
9 May 2019, 4:30 am
JP Morgan paid a $267 million settlement to the SEC in 2016. [read post]
6 May 2019, 9:01 am
Morgan Stanley is accused of knowing about these misrepresentations but doing nothing to remedy the matter. [read post]
11 Apr 2019, 10:34 am
The meeting will be webcast live on the SEC’s website, SEC.gov, and will be archived on the website for later viewing.Members of the public who wish to provide their views on the matters to be considered by the Fixed Income Market Structure Advisory Committee may submit comments either electronically or on paper, as described below. [read post]
Illinois District Court Stays Conditional Certification Order Pending Appeal on Arbitrability Issues
10 Apr 2019, 10:38 am
Facebook, for its part, moved the court to stay its decision and to certify the matter for appeal pursuant to 28 U.S.C. section 1292(b). [read post]
3 Apr 2019, 2:33 am
RIPA isn’t just about criminal matters at all. [read post]
28 Mar 2019, 9:43 pm
Morgan Securities LLC (JPMS) and JP Morgan Chase Bank N.A. [read post]
24 Mar 2019, 7:22 am
No matter, the point is that it chimes with my own experience. [read post]
14 Mar 2019, 10:42 am
JP Morgan Chase Bank, N.A. [read post]
12 Mar 2019, 2:23 pm
InvestmentNews, in its article about the SEC’s final judgment into this matter, described Gennity as a “cockroaching” broker. [read post]
4 Feb 2019, 6:11 am
But why would this matter to the U.S. government? [read post]
27 Jan 2019, 7:25 pm
JP Morgan Asset Management (Canada) Inc. [read post]
25 Dec 2018, 12:19 pm
He got Jordan Peterson t-shirts for the Berkeleyites (they are not JP fans). [read post]
10 Dec 2018, 9:09 am
This is not the first time Staley and Barclays have been sanctioned by regulators over the whistleblower matter. [read post]
3 Dec 2018, 8:55 am
JP Morgan also settled similar charges for $264.4 million as recently as 2016 for criminal and regulatory penalties for very similar alleged conduct – giving jobs to family and friends of foreign government officials. [read post]
3 Dec 2018, 7:25 am
From the perspective of the stone, it doesn't matter who wants to squeeze blood from it; none is forthcoming. [read post]
21 Nov 2018, 5:49 am
There can be no resolution on matters that are 100% denied by one side. [read post]
19 Oct 2018, 10:43 am
Tarrant County JP Court Manager Sentenced in October 2018 For instance, just last week there was the sentencing of Shelly Denise Ables, former court manager for Tarrant County Justice of the Peace Gary Ritchie (Precinct 6). [read post]
6 Oct 2018, 1:00 am
This week on Make It Last, Victor gives details on why a portfolio is not a plan, a newly proposed NJ fiduciary rule, as well as a glimpse as to why NJ has been ranked as the worst tax structure in the nation. [read post]
10 Sep 2018, 1:45 am
Article 123(2) EPC, extended subject-matter[...]4. [read post]
