Search for: "Matter of Mallon"
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16 Jan 2012, 11:15 am
Bart Mallon can be reached directly at 415-868-5345. [read post]
27 Oct 2009, 2:34 am
www.castlehallalternatives.com Hedge Fund Operational Due Diligence **** Related hedge fund law articles: Hedge Fund Due Diligence Hedge Fund Auditor Hedge Fund Investors Overview Hedge Fund Law Firm Hedge Fund Fee Discussion ERISA versus Hedge Funds Bart Mallon, Esq. of Mallon P.C. runs Hedge Fund Law Blog and can be reached directly at 415-868-5345. [read post]
20 Jun 2023, 6:30 am
Fritz, Monitoring American Federalism: The History of State Legislative Resistance (Cambridge University Press, 2023).Grace Mallon In 1984, the historians David Blackbourn and Geoff Eley published, in its English-language edition, a book called The Peculiarities of German History. [read post]
26 Sep 2009, 1:05 pm
These two matters are not the first instances of CPOs misappropriating pool participant funds through direct or indirect loans from a pool to the CPO or a related entity. [read post]
21 Jul 2016, 9:01 pm
” The McIver statement is an effort to close the matter with simplistic apologetics. [read post]
8 Jun 2017, 4:04 pm
Durie v Gardiner In an encouraging judgment for responsible media and bloggers (no irony intended), Mallon J refused to strike out the defence of qualified privilege, which was pleaded as “neutral reportage or, alternatively, responsible communications on matters of public interest”. [read post]
30 May 2012, 7:05 am
After a bench trial was concluded, on May 2, 2011, Appellant filed objections to the Statement of Intended Decision (AA p. 037-044) which, for the first time, raised the issue that the trial court lacks subject matter jurisdiction over the [5] dispute concerning Indian land. [read post]
29 Oct 2012, 5:07 am
Tag Along Rights In the event of a sale of the manager, the Seeder may request a provision that would require the purchaser to also buy out the Seeder’s interest in the manger on a pro rata basis. **** Cole-Frieman & Mallon LLP is an investment management law firm focused on established and emerging hedge fund managers. [read post]
16 Sep 2020, 3:09 am
The Amendments do not change this limitation. **** Cole-Frieman & Mallon is a boutique law firm focused on providing institutional quality legal services to the investment management industry. [read post]
8 Jul 2009, 2:39 pm
Since that announcement, we have been working jointly to put in place the operational structure for these programs, including setting guidelines to ensure that the taxpayer is adequately protected, addressing compensation matters, setting program participation limits, and establishing stringent conflict of interest rules and procedures. [read post]
9 Jul 2018, 4:25 am
Overview of Regulation A+ for Token Sponsors Token issuers have come under increasing scrutiny with respect to their offerings on the heels of various statements by SEC personnel (see here, here and here). [read post]
4 Nov 2013, 9:46 am
The fact that a single vulnerability can give rise to untold numbers of compromised computers and harms that are difficult to cabin makes dumping costs entirely on end users unreasonable as a policy matter. [read post]
14 Apr 2020, 1:11 pm
Moreover, CPOs should thoroughly document the activation and application of any relevant business continuity policy in response to COVID-19 as the matter could easily become an item of interest on future NFA exams. [read post]
11 Apr 2015, 5:49 am
But if Elle Mallon’s cry of misgender was made just to screw with people, and is really one totally ironic gag, then it’s brilliant. [read post]
19 Jun 2011, 6:17 pm
It is important to look at the supervisory chain of command–an individual must be registered, no matter how high he/she is on the supervisory chain of command. [read post]
28 Sep 2010, 9:08 am
Many of the points below are quite good and focus on the business and operational matters of running a fund which are very important. **** Is there a certain background that is helpful to be a hedge fund manager? [read post]
24 Aug 2011, 2:47 am
Additional requirements typically include state and local taxes, payroll and other employment matters and city business licenses. [read post]
26 Jun 2010, 4:59 pm
Financial Reform Bill Overview & Hedge Fund Registration Requirement Well over a year after Lehman and Madoff, Congress has finally drafted a single financial reform bill which will be voted on by the House and Senate before being signed by President Obama. [read post]
8 Aug 2007, 10:00 am
However, whether NOW was denied due process is a matter of law. [read post]
15 Mar 2011, 6:21 pm
“Lite-Touch” Regulatory Approach for Certain CFTC Registrants In general, CFTC registered CPOs and CTAs must adhere to certain disclosure and reporting requirements as specified in the Commodity Exchange Act (“CEA”) and regulations thereunder. [read post]
