Search for: "Matter of Trader"
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11 Dec 2020, 7:08 am
Lebenthal, Alexandra Lebenthal, and DOES 1 to 10 inclusive, Defendants (DND Order)FINRA NAC Sustains Bar for Unauthorized Credit Card UseIn the Matter of FI... [read post]
16 Jul 2019, 1:01 pm
In the Matter of the Arbitration Between Andrew Russell Kevlahan, Claimant, v. [read post]
16 Mar 2015, 1:35 pm
In contrast to the naysayers, professional traders and savvy amateurs often love a number of the unusual ETFs. [read post]
15 Nov 2019, 2:35 am
In the Matter of the Arbitration Between Lee Tockman, Claimant, v. [read post]
11 Jul 2014, 10:39 am
Between May and November 2011, Gonnella, at the time a trader at Firm... [read post]
3 Dec 2021, 12:59 pm
California Court of Appeal Retains State Court Jurisdiction of BTIG Employment Retaliation Lawsuit (BrokeAndBroker.com Blog)Federal Court Sanctions Slovakian Trader and His Principals for Spoofing and Engaging in a Manipulative and Deceptive Scheme (CFTC Release)SEC Obtains Default Judgment Against Recidivist Securities Fraudster (SEC Release)Mexican Businessman Arrested for $30M Fraud Scheme (DOJ Release)Cheshire Investment Advisor Sentenced to 30 Months for Stealing More Than $600K from… [read post]
23 Jan 2011, 7:24 am
After all, they're a brash, trash talking, media hogging perpetual underdog team that should remind traders of themselves, and well they might. [read post]
8 Dec 2010, 2:00 am
The European Union regulation on jurisdiction in civil and commercial matters (see Council Regulation (EC) No 44/2001 of 22 December 2000 on jurisdiction and the recognition and enforcement of judgments in civil and commercial matters) provides that actions against a person domiciled in a Member State must, as a general rule, be brought in the courts of that State. [read post]
31 Jan 2012, 4:19 pm
In this way, the federal tax code encourages the long-term investment that helps the economy grow.But under Section 1256 of the Internal Revenue Code, traders in covered derivatives can claim 60 percent of their income as long-term capital gains, no matter how briefly they hold the asset. [read post]
17 Nov 2021, 6:23 am
CAIT has urged that traders will not be made scapegoats or suffer financial losses in the midst of these corporate giants’ disputes. [read post]
31 Jan 2012, 4:19 pm
In this way, the federal tax code encourages the long-term investment that helps the economy grow.But under Section 1256 of the Internal Revenue Code, traders in covered derivatives can claim 60 percent of their income as long-term capital gains, no matter how briefly they hold the asset. [read post]
30 Sep 2011, 11:06 am
Browse by subject (Intellectual Property Law, Finance & Banking, Securities Law, Employment, others...) and follow the feeds that matter to you in whichever platform you'd like: LinkedIn, Twitter, Facebook, or RSS. [read post]
27 Oct 2016, 2:58 pm
§ 23-46: It shall be unlawful for any individual, corporation, or firm or other association of persons, to solicit of any creditor any claim of such creditor in order that such individual, corporation, firm or association may represent such creditor or present or vote such claim, in any bankruptcy or insolvency proceeding, or in any action or proceeding for or growing out of the appointment of a receiver, or in any matter involving an assignment for the benefit of creditors. [read post]
5 Jun 2015, 3:20 pm
The administrative law judge partially denied Hill's request, finding that Hill failed to show selective enforcement in the Commission's pursuing its case against him administratively rather than in district court (In the Matter of Charles L. [read post]
14 Oct 2016, 5:25 pm
Trader offered to enter into a syndication agreement with CarGurus for the potential future supply of Trader’s vehicle listing information, which CarGurus refused to enter into. [read post]
28 Feb 2014, 4:24 am
In 2012 it therefore withdrew entirely from the wholesale market and no longer sold anything to market traders, who were told that they could obtain products from Arsenal's official licensees instead. [read post]
19 Nov 2012, 1:27 am
Some of Barclays’ traders allegedly induced the bank to underreport its rates to benefit the bank’s own financial positions. [read post]
11 Apr 2011, 6:16 am
Those trades helped SEC investigators link Robinson with Bauer last month, a person familiar with the matter said. [read post]
21 Sep 2018, 7:38 am
The FCA has prohibited Christian Bittar, a former derivatives trader of products referenced to Euribor at a global bank, from all controlled functions for seeking to manipulate Euribor. [read post]
15 Oct 2020, 11:03 am
In both Crimea and Kazan, the overwhelming majority of Muslim Tatars were farmers or small-town craftspeople, traders, and day laborers, who did not to sit down and reflect on law or legal practice. [read post]
