Search for: "Matter of Will of Hester"
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17 May 2019, 6:06 am
Garrett (Duke University), on Monday, May 13, 2019 Tags: Banks, Corporate crime, Deferred prosecution agreements, DOJ, Financial institutions, Management, Misconduct, Non-prosecution agreement, Yates memo How We Howey Posted by Hester M. [read post]
17 May 2019, 3:00 am
Reasonableness Pants Commissioner Hester M. [read post]
16 May 2019, 3:00 am
Is this a matter that could have been handled by our exam program? [read post]
7 May 2019, 7:21 am
SEC Commissioner Hester M. [read post]
25 Apr 2019, 9:07 am
The Committee replaces the Advisory Committee on Small and Emerging Companies, whose term expired in 2017.Chairman Jay Clayton and Commissioners Robert Jackson, Hester Peirce, and Elad Roisman said, “We are excited to have this important advisory Committee up and running. [read post]
22 Apr 2019, 4:53 pm
On February 8, 2019, SEC Commissioner Hester Peirce provided remarks concerning regulation and innovation. [read post]
10 Apr 2019, 5:00 am
” As a practical matter, said Peirce, staff guidance does bind market participants, yet it is often impossible to tell if it applies to all similarly situated registrants equally. [read post]
7 Mar 2019, 6:19 am
SEC Commissioner Hester M. [read post]
6 Mar 2019, 5:48 am
Posted by Hester M. [read post]
22 Feb 2019, 3:12 am
It didn’t matter because the SEC’s mission of investor protection was politically colorblind. [read post]
12 Feb 2019, 6:05 am
In regulating token-based securities offerings, the Howey test “seems generally to make sense,” but the SEC must be careful not to apply it too broadly, said Commissioner Hester Peirce. [read post]
1 Feb 2019, 10:51 am
(Pix © Larry Catá Backer; Tauluseinä Tavelväggen, Wall of Printings (1977); Nörrköping Art Museum Turku Findland))Every year for almost 25 years, the Corporate Practice Commentator (with great thanks to Robert Thompson (Georgetown)) announces the results of its annual poll to select the ten best corporate and securities articles. [read post]
12 Dec 2018, 7:43 am
Safe travels to our entire readership and best wishes for happy holidays, no matter what rituals you observe. [read post]
4 Dec 2018, 11:12 am
Hester, No. 16-3570, 2018 WL 6259314 (3d Cir. [read post]
18 Oct 2018, 7:57 am
Commissioners Hester Peirce and Elad Roisman concurred in the Commission’s opinion via a separate joint statement. [read post]
28 Sep 2018, 6:15 am
Schwartz, Wachtell, Lipton, Rosen & Katz, on Monday, September 24, 2018 Tags: Board composition, Boards of Directors, California, Charter & bylaws, Diversity, Incorporations, Jurisdiction, SB 826, Securities regulation, State law My Beef with Stakeholders: Remarks at the 17th Annual SEC Conference, Center for Corporate Reporting and Governance Posted by Hester M. [read post]
29 May 2018, 3:00 am
The article points out that Roisman – who’s only 37 years old – would join a long list of former Banking Committee staffers who have gone on to serve as SEC Commissioners – including Piwowar and current SEC commissioners Kara Stein & Hester Peirce. [read post]
25 May 2018, 6:00 am
Piwowar and two other sitting commissioners: Kara Stein, a Democrat, and Hester Peirce, a Republican. [read post]
16 May 2018, 5:00 am
The wells and the royalty hot potato Norma Jean Hester leased her one-third undivided mineral interest in a tract to Apache. [read post]
11 May 2018, 6:01 am
Larcker (Stanford University) and Brian Tayan (Stanford University), on Thursday, May 10, 2018 Tags: Accountability, Board independence, Board oversight, Board performance, Boards of Directors, Corporate culture, Information asymmetries, Information environment, Netflix, Transparency Beaches and Bitcoin: Remarks before the Medici Conference Posted by Hester M. [read post]
