Search for: "Merril"
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22 Jun 2018, 2:31 pm
The SEC alleged that Merrill Lynch created false reports; altered code to reconfigure FIX messaging systems; modified Transaction Cost Analysis reports and more to Merrill Lynch as the execution venue incorrectly. [read post]
3 Apr 2015, 10:41 am
Merrill Lynch Axes $1.3 Billion Broker Thomas Buck for Alleged Abuses [read post]
30 Jul 2009, 3:22 pm
The five Merrill Lynch brokers sanctioned by FINRA include: Kenneth C. [read post]
2 Jan 2011, 8:30 pm
Denise Merrill I listened to you on the campaign trail and I know you have ideas for the office. [read post]
28 Jun 2021, 11:52 am
Iorio Altamirano LLP is investigating claims on behalf of Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) customers who invested in Unit Investment Trusts (UITs). [read post]
26 Aug 2009, 8:00 am
See The Final Days of Merrill Lynch. [read post]
21 Sep 2009, 10:50 am
Merrill (Yale) has posted Accession and Original Ownership on SSRN. [read post]
20 Nov 2006, 8:29 am
In the largest leveraged buyout ever, Merrill Lynch is playing a starring role. [read post]
13 Apr 2015, 3:00 am
Thomas Merrill (Columbia) has published Anticipatory Remedies for Takings (Harvard Law Review). [read post]
12 Feb 2011, 7:50 pm
Merrill (Northwestern) and Henry E. [read post]
27 Mar 2008, 10:02 am
Thomas Merrill, a very distinguished scholar in the fields of property, environmental, and administrative law, who moved a few years ago from Northwestern University to Columbia University, has now accepted a senior offer from Yale Law School. [read post]
12 May 2005, 6:38 am
Another former Merrill Bank executive had previously been sentenced [JURIST report] to 30 months in [read post]
17 Mar 2003, 3:03 pm
Simultaneous with the filing of the charges, the SEC accepted a settlement under which Merrill Lynch, without admitting or denying the allegations in the complaint, would pay [read post]
25 Oct 2007, 4:39 am
Merrill Lynch’s admission Wednesday that it would take a $7.9 billion write-down, has, perhaps unsurprisingly, raised questions about the leadership of Merrill’s chief, E. [read post]
30 Oct 2007, 6:31 am
Merrill Lynch on Tuesday said that Mr. [read post]
25 Jan 2012, 12:23 pm
Merrill Lynch has been fined by FINRA regarding arbitration before. [read post]
19 Jun 2009, 7:11 am
., a former Merrill Lynch executive and the son of one of its founders, denied Friday that he approached Bank of America's chief executive with two other Merrill alums to talk about buying back some or all of the firm. [read post]
9 Nov 2007, 4:24 am
Merrill Lynch has put its Merrill Lynch Capital lending unit on the block, and the second round of bids is dominated by private equity firms, The Deal.com reported. [read post]
7 Jul 2011, 1:54 pm
A FINRA arbitration panel in California awarded a hedge fund, Rosen Capital Management, $63.7 million in its dispute with Merrill Lynch. [read post]
4 Mar 2015, 2:00 am
New York Times Deal Book, Merrill Lynch Hires Tax Expert From Credit Suisse: Bank of America Merrill Lynch has hired Lewis Steinberg, a senior banker from Credit Suisse, to serve as its in-house tax expert, the firm announced in an internal memorandum on Monday. [read post]
