Search for: "Merrill Lynch "
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7 Jul 2008, 11:30 am
Merrill Lynch is in negotiations to sell its 20 percent stake in Bloomberg L.P., the financial data and news company founded by Mayor Michael R. [read post]
30 Oct 2007, 4:41 am
Whoever takes over as chief executive of Merrill Lynch will assume control of what is essentially two companies: a thriving wealth management operation growing at 70 percent a year and a beaten-down bond business that could end the year with over $10 billion in credit losses. [read post]
7 Oct 2011, 9:01 am
He was fired by Merrill Lynch in June 2008. [read post]
15 Sep 2008, 3:01 am
From the Wall Street Journal: In a rushed bid to ride out the storm sweeping American finance, 94-year-old Merrill Lynch & Co. agreed late Sunday to sell itself to Bank of America Corp. for roughly $44 billion.The deal, which was being worked out in 48 hours of frenetic negotiating, could instantly reshape the U.S. banking landscape, making the nation's prime behemoth even bigger. [read post]
18 Nov 2013, 8:40 am
Released today is a new study from Merrill Lynch in partnership with Age Wave, titled Family & Retirement: The Elephant in the Room . [read post]
12 Oct 2009, 3:47 pm
The Bank of America, in a sharp reversal of strategy, has agreed to waive the attorney client privilege and turn over to the New York Attorney General documents concerning the legal advice it received in connection with the Merrill Lynch... [read post]
31 May 2016, 7:03 am
In Merrill Lynch, Pierce, Fenner & Smith Inc. v. [read post]
3 Aug 2022, 10:56 am
» The post Ernest Frerking, Merrill Lynch Broker Barred from Securities Industry appeared first on The White Law Group. [read post]
4 Dec 2017, 10:19 am
Bank of America Merrill Lynch’s (“Merrill Lynch”) brokerage unit offered Strategic Return Notes (“SRNs”) to customers, resulting in losses of as much as 95% of the principal invested. [read post]
5 Apr 2010, 8:46 am
The complaint alleges Merrill Lynch and Bank of America treat their female Financial Advisors like "second class citizens," and have given male colleagues of equal capabilities better professional opportunities. [read post]
24 Sep 2017, 7:34 am
According to BrokerCheck records Robert Yahney (Yahney), associated with Merrill Lynch Pierce, Fenner & Smith Incorporated (Merrill Lynch), has been subject to five customer complaints. [read post]
25 Jan 2011, 9:46 am
Regulators say Merrill Lynch proprietary traders received tips from colleagues about confidential customer trade orders and then placed trades on Merrill's behalf. [read post]
Merrill Lynch to Pay $415 Million for Misusing Customer Cash and Putting Customer Securities at Risk
23 Jun 2016, 7:15 am
The maneuver freed up billions of dollars per week from 2009 to 2012 that Merrill Lynch used to finance its own trading activities. [read post]
16 Jun 2020, 6:21 am
Last week, the Financial Industry Regulatory Authority (FINRA) issued a Letter of Acceptance Waiver and Consent (AWC) censuring Merrill Lynch and ordering $7.2 million in restitution to investor clients. [read post]
15 Oct 2009, 11:41 am
Law firm Wachtell, Lipton, Rosen & Katz was the main advisor for the Merrill Lynch deal. [read post]
1 Nov 2007, 3:57 am
Merrill Lynch is subpoenaing an Internet service provider and Microsoft in an effort to identify the sender of “explicit racial remarks” in e-mail messages to black investment bankers within the company, a spokesman for the investment bank said. [read post]
29 Jul 2019, 1:27 pm
The post Merrill Lynch Commodities Lawsuits appeared first on The White Law Group. [read post]
30 Oct 2012, 7:25 am
(“Merrill Lynch”). [read post]
11 Jul 2023, 11:12 am
“Merrill Lynch and BACNAH did not file hundreds of Merrill Lynch SARs because they failed to comply with one of the most basic requirements for a SAR program. [read post]
16 Nov 2016, 8:20 am
These structured notes were issued by Merrill Lynch’s parent company, Bank of America Corporation, but Merrill Lynch had principal responsibility for drafting and reviewing the retail pricing supplements. [read post]
