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8 Nov 2018, 3:00 am by John Jenkins
Item 407 — Corporate Governance: – CDI 133.09 (withdrawn) (correction of misstatement on financial expert disclosure in original SRC adopting release) 5. [read post]
26 Oct 2018, 7:27 am by Silver Law Group
Morgan Securities LLC   Bustamante Family Legacy LLC   Daniel Flores   Woodbury Financial Services, Inc   Princor Financial Services Corporation   Jose Giraldo   Merrill Lynch, Pierce, Fenner & Smith Inc   David Lerner Associates, Inc   Joshua Krize   Wells Fargo Clearing Services, LLC   Country Capital Management Company   Francine Lanaia   Windsor Street Capital, LP   Meyers Associates LP   Scott… [read post]
11 Oct 2018, 9:01 pm by Jim Sedor
But despite all that, for the first time in a decade, the broader financial community is on pace to give more money to Democratic congressional candidates and incumbents than their GOP counterparts. [read post]
5 Sep 2018, 11:32 am by Alka Bahal
 Ultimately, adjusting the premium processing fee will allow us to continue making necessary investments in staff and technology to administer various immigration benefit requests more effectively and efficiently,” said Chief Financial Officer Joseph Moore. [read post]
19 Jul 2018, 9:01 pm by Jonathan Spontarelli
According to a review of financial disclosure forms, his corporate holdings include stakes in commercial real estate deals as well as residential and retail developments around Maryland. [read post]
11 Jul 2018, 8:25 am by Renae Lloyd
Boston Capital Corporation, Bolton Global Capital, Advisory Group Equity Services, Moors & Cabot, Detwiler Fenton & Co., BTS Securities Corporation, and Winslow, Evans & Crocker. [read post]
1 Jun 2018, 11:49 pm
Both of these appear to have greater relevance to the financial performance of firms and the correction of managerial failure. [read post]
22 Feb 2018, 9:01 pm by Jim Sedor
Some Democrats have suggested House Speaker Tim Moore tried to interfere in Secretary of State Elaine Marshal’s investigation of Bibbs; Moore and Bibbs are close friends. [read post]
28 Dec 2017, 6:51 am
This post is based on his recent article, forthcoming in the Review of Financial Studies. [read post]
20 Dec 2017, 11:02 am by Jeffrey Neuburger
As a result, cybersecurity was a “top of the agenda” item for state and federal agencies, state legislatures, regulators, corporate boards, GCs and plaintiffs’ lawyers. [read post]
10 Nov 2017, 6:11 am by John Jascob
Clayton said the staff is placing a high priority on responding with timely guidance.The Division of Corporation Finance’s Office of the Chief Accountant has updated its Financial Reporting Manual to include contact information for waiver requests. [read post]
6 Nov 2017, 6:01 am
The problem we address is that corporate accountability to shareholders is incompletely supported by existing systems of financial accounting and reporting. [read post]
17 Oct 2017, 3:10 pm by Guest Blogger Mark W. Gifford
Warren’s career path took him from Cravath, Swaine & Moore to Bear Stearns. [read post]
17 Oct 2017, 3:10 pm by Guest Blogger Mark W. Gifford
Warren’s career path took him from Cravath, Swaine & Moore to Bear Stearns. [read post]
13 Oct 2017, 6:00 am by Doug Cornelius
Moore These sudden reversals of fortune for predatory executives are not just moral reckonings. [read post]
29 Sep 2017, 6:34 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, September 29, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of September 22–28, 2017. [read post]
14 Sep 2017, 10:10 pm by Barry Barnett
Samel & Cori Gordon Moore, “Whether to Opt Out of Antitrust Class Actions: A Four-Step Checklist,” Corporate Counsel, May 26, 2015. [read post]
5 Sep 2017, 8:34 am by John Jascob
Nelson, J.D.House Financial Services Committee Ranking Member Maxine Waters (D-Calif) and Rep. [read post]
4 Sep 2017, 10:10 pm by Barry Barnett
Samel & Cori Gordon Moore, “Whether to Opt Out of Antitrust Class Actions: A Four-Step Checklist,” Corporate Counsel, May 26, 2015. [read post]