Search for: "NEW YORK STOCK EXCHANGE INC "NYSE""
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5 Apr 2007, 5:31 am
These kinds of concerns are taking on a new importance in the wake of the upcoming consolidation of the NYSE Group Inc.'s New York Stock Exchange and the National Association of Securities Dealers. [read post]
2 Mar 2018, 6:09 am
Securities and Exchange Commission, on Friday, February 23, 2018 Tags: Cybersecurity, Disclosure, Public firms, Public interest, Risk disclosure, Risk management, Securities regulation Key Trends in Corporate Incidents Posted by Doug Morrow and Martin Vezér, Sustainalytics, on Saturday, February 24, 2018 Tags: Accountability, Anti-corruption, Corporate Social Responsibility, Environmental… [read post]
11 Jan 2019, 2:30 pm
Both MLPs will no longer be traded on the New York Stock Exchange (NYSE). [read post]
27 Sep 2013, 11:51 am
Although the company still operates and trades on the New York Stock Exchange (NYSE: WCG), a new board of directors has been put in place. [read post]
13 Jul 2017, 5:40 am
(CCT) announced that pursuant to seeking a listing on the New York Stock Exchange (NYSE) in the next twelve months, CCT will terminate the share repurchase program following the quarterly tender offer in July 2017. [read post]
17 Dec 2019, 7:07 am
Pivotal’s securities are quoted on the New York Stock Exchange under the ticker symbols PVT, PVT WS and PVT.U. [read post]
28 Mar 2010, 9:40 pm
The 23-year-old star of the "Transformers" franchise was referring to InterOil, a Canadian firm with the New York Stock Exchange ticker symbol IOC that says it's searching for natural gas and oil in Papua New Guinea. [read post]
2 Sep 2011, 4:30 am
§ 77r(b)(1)(A), “Covered securities” include securities “listed, or authorized for listing, on the New York Stock Exchange (“NYSE”). [read post]
2 Sep 2011, 4:30 am
§ 77r(b)(1)(A), “Covered securities” include securities “listed, or authorized for listing, on the New York Stock Exchange (“NYSE”). [read post]
14 Nov 2019, 6:14 am
Pivotal’s securities are quoted on the New York Stock Exchange under the ticker symbols PVT, PVT WS and PVT.U. [read post]
21 Nov 2009, 4:14 pm
To the Securities and Exchange Commission: On November 18, 2009, Overstock.com (NASDAQ: OSTK) held conference call where CEO Patrick M. [read post]
28 Dec 2009, 1:01 pm
Prior to being taken private by Harbinger, the common stock of Applica traded on the New York Stock Exchange. [read post]
3 Mar 2017, 7:40 am
This time, Reinhardt, captivated by Snapchat's IPO, gives us his thoughts on:The Intangible Value of a Tech StartupIn one of the biggest technology IPO’s on the New York Stock Exchange, a tech startup has surprised investors and commentators alike, with a surge in stock prices on the opening day of trading.I first encountered SNAPCHAT in 2012 during an exchange programme in the Netherlands. [read post]
12 Jun 2014, 5:58 am
Administrative Proceeding File No.: 3-15912 Case filed: June 6, 2014 Qualifying judgment/order: June 6, 2014 06/06/2014 09/04/2014 2014-56 In the Matter of New York Stock Exchange LLC, NYSE Arca, Inc., NYSE MKT LLC f/k/a NYSE Amex LLC, and Archipelago Securities, L.L.C. [read post]
13 Jul 2006, 8:29 am
Robert Gilmer was employed in the securities industry, and his registration with the New York Stock Exchange provided that he would arbitrate any claim between himself and his employer. [read post]
5 Oct 2011, 2:00 am
” While the previous courts that had rejected the listing theory were faced with actions against issuers that listed ADRs on a U.S. exchange, UBS listed its ordinary shares for trading on the NYSE as well as the Swiss and Tokyo exchanges. [read post]
8 Jun 2023, 9:04 am
Slack Technologies, LLC’s (“Slack”) conducted a new type of public offering known as a “direct listing” whereby its securities would trade on the New York Stock Exchange (“NYSE”). [read post]
29 Sep 2008, 1:12 pm
AIG announces the New York Stock Exchange will permit it to issue "a large amount" of preferred stock to the Federal Reserve Bank of New York without obtaining AIG shareholder permission. [read post]
12 Jan 2010, 10:22 am
While Medifast's so-called "independent" directors may meet the legal tests of independence under New York Stock Exchange rules as you claim, they are certainly less independent than Bagell, Josephs, Levine & Company, the company's so-called independent auditors. [read post]
28 Feb 2020, 10:37 am
In Basic Inc. v. [read post]
