Search for: "National Bank v. Equity Investors" Results 121 - 140 of 169
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23 Aug 2011, 2:00 am by Kara OBrien
” ETFs are open-ended investment companies whose securities are traded on national securities exchanges. [read post]
4 Jun 2011, 7:33 am by Joe Wallin
Under current law, startups can raise capital very efficiently under Rule 506 of Regulation D if they raise money solely from accredited investors. [read post]
11 May 2011, 6:51 am by Tomassi Law Associates
The Madoff liquidation case is Securities Investor Protection Corp. v. [read post]
10 May 2011, 10:25 am by Tomassi Law Associates
Before the Chapter 11 filing, the company had been talking with bondholders about a debt-for- equity exchange. [read post]
20 Apr 2011, 2:14 am by Kevin LaCroix
When the equities markets collapsed in the fourth quarter of 2008, Manulife increased its reserves by almost $5 billion to cover its contingent liabilities under these financial products, triggering a sharp decline in the price of its securities. [read post]
28 Mar 2011, 7:02 pm by Tomassi Law Associates
The Madoff liquidation case is Securities Investor Protection Corp. v. [read post]
16 Feb 2011, 10:00 pm by Joe Wallin
(ii) SINGLE MEMBER LIMITED LIABILITY COMPANY - If the investor fund is a single member limited liability company that is disregarded as an entity separate from its owner, the credit allowed under subsection (a) may be claimed by such limited liability company's owner, if such owner is a person subject to the tax under this title. (4) EXCLUSION - The term “qualified investor” does not include -- (A) a person controlling at least 50 percent of the qualified small… [read post]
13 Sep 2010, 7:24 am by Susan Brenner
OPIC [agreed to] provide an $8.9 million small business loan to GSP, and GSP would contribute $7.6 million in equity investment to the project. [read post]
7 Jul 2010, 11:07 am by R. Grace Rodriguez, Esq.
Shaw for Amici Curiae Bank of America and BAC Home Loans Servicingon behalf of Real Parties in Interest.Wright, Finlay & Zak, Thomas Robert Finlay and Jennifer A. [read post]
25 Jun 2010, 9:22 am by James Hamilton
The Office is patterned on an executive agency envisioned by the National Institute of Finance Act of 2010, S 3005, sponsored by Senator Jack Reed, Chair of the Securities Subcommittee.The Office would not only develop the metrics and tools financial regulators need to monitor systemic risk, it would also help policymakers by conducting studies and providing advice on the impact of government policies on systemic risk. [read post]
21 Jun 2010, 6:22 pm by David Zaring
  The SEC is required to examine Nationally Recognized Statistical Ratings Organizations at least once a year and make key findings public. [read post]
23 May 2010, 8:31 pm by Hedge Fund Lawyer
—The Commission shall issue rules requiring each investment adviser to a private fund to file reports containing such information as the Commission deems necessary and appropriate in the public interest and for the protection of investors or for the assessment of systemic risk. [read post]
3 May 2010, 9:34 am by Joseph C. McDaniel
The bank files a Motion to Lift the Stay, and generally that motion is granted, because in a Chapter 7, the defenses just don't apply (there's no equity for the estate in the house, and the house isn't need for an effective reorganization, because there is no reorganization in a Chapter 7). [read post]
In that respect, these investors differ from the equity owners, traditional bank lenders and suppliers whose commitment usually arose before trouble occurred. [read post]