Search for: "National Securities Clearing Corporation"
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26 Aug 2014, 2:10 pm
National Australia Bank, the Second Circuit declined to set forth a bright-line rule for determining when a securities fraud claim based on domestic transactions in foreign securities is sufficiently “domestic” to be subject to U.S. securities laws, thereby leaving the door open to future litigants to confront this issue in securities cases involving foreign elements. [read post]
14 Oct 2006, 9:37 am
As a resource for the class action defense lawyer who defends against securities class actions, we provide the text of the Securities Act of 1933. [read post]
1 Oct 2023, 9:05 pm
Attorney and DOJ offices—including the National Security Division, the Fraud Section, the Antitrust Division, and others.[5] DPAs were created by Congress in 1974 through passage of the Speedy Trial Act.[6] The record makes clear that senators envisioned a federal-level program that would benefit vulnerable people. [read post]
10 Sep 2008, 9:45 pm
A federal grand jury in the District of Columbia indicted an Indian national, Siddabasappa Suresh, and an Indian company, Rajaram Engineering Corporation, for unlicensed exports of U.S. [read post]
22 Aug 2017, 1:29 pm
Nations within OBOR’s domain will increasingly focus on national security review of Chinese FDI. [read post]
17 Sep 2018, 6:00 am
The Securities and Exchange Commission, The Board of Governors of the Federal Reserve System, Federal Deposit Insurance Corporation, National Credit Union Administration, and Office of the Comptroller of the Currency all clarified that staff guidance is not a regulation. [read post]
4 Mar 2024, 5:59 am
In National Small Business United v. [read post]
6 Feb 2024, 12:32 pm
Despite the issues with the scope of the CTA, the CTA’s goal of protecting national security is clear. [read post]
11 Apr 2023, 11:53 am
National FINRA Arbitration Attorneys – the White Law Group The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
17 Feb 2021, 8:41 am
The Corporate Transparency Act, adopted as part of the 2021 National Defense Authorization Act (the “Act”), will require certain business entities (defined as “reporting companies”) to disclose to the U.S. [read post]
11 Sep 2008, 9:38 pm
Paul Kanjorski, noted that a majority of the provisions in the bill were recommended to Congress by the Commission.Other provisions in the bill help investors by extending the insurance provided by the Securities Investor Protection Corporation to securities futures held within their portfolio. [read post]
2 Nov 2023, 9:04 am
FinCEN may disclose the reported BOI only if requested by: U.S. federal agencies engaged in national security, intelligence, or law enforcement activities, for use in furtherance of those activities. [read post]
10 Jul 2020, 6:20 am
[L]et me be clear: This is not about the Chinese people, and it’s certainly not about Chinese Americans. [read post]
16 Feb 2021, 2:23 pm
2020 was an eventful year in the world of corporate and securities litigation. [read post]
4 Oct 2017, 7:19 am
” In their view, the text of the ATS confirms that it can be used to hold corporations liable for violations of the law of nations. [read post]
9 Jun 2011, 5:13 pm
This would include, for example, a payment made by a foreign financial institution in respect of securities that it has issued that are held for clearing purposes by the Depositary Trust Clearing Corporation. [read post]
5 Jan 2021, 12:25 pm
Together with the AMLA, Congress also enacted the Corporate Transparency Act (CTA), which directs the Treasury Department’s Financial Crimes Enforcement Network (FinCEN) to establish and maintain a national registry of beneficial owners of entities that are deemed “reporting companies. [read post]
5 Jan 2021, 12:25 pm
Together with the AMLA, Congress also enacted the Corporate Transparency Act (CTA), which directs the Treasury Department’s Financial Crimes Enforcement Network (FinCEN) to establish and maintain a national registry of beneficial owners of entities that are deemed “reporting companies. [read post]
5 Jan 2021, 12:25 pm
Together with the AMLA, Congress also enacted the Corporate Transparency Act (CTA), which directs the Treasury Department’s Financial Crimes Enforcement Network (FinCEN) to establish and maintain a national registry of beneficial owners of entities that are deemed “reporting companies. [read post]
10 Apr 2015, 3:05 pm
Tim’s practice focuses on white collar matters, internal corporate investigations of all types, and the defense of government enforcement actions related to securities. [read post]
