Search for: "National Security Exchange LLC"
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28 Jul 2023, 1:02 pm
In August of 2021, The Securities and Exchange Commission stated that John J. [read post]
27 Jul 2023, 4:40 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle Washington. [read post]
24 Jul 2023, 11:28 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
20 Jul 2023, 10:45 am
Broker-dealers may face various regulatory actions from FINRA and the Securities and Exchange Commission, including censures, fines, suspensions, and restitution. [read post]
20 Jul 2023, 2:09 am
Some of the DST sponsors that create Delaware Statutory Trust investment deals are: AEI Bluerock Value Exchange Cantor Fitzgerald Capital Square 1031 ExchangeRight Four Springs TEN31 Xchange Inland Private Capital Corporation Moody National Companies Nelson Brothers Net Lease Capital Advisors Smart Stop Asset Management Livingston St. [read post]
19 Jul 2023, 7:51 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
16 Jul 2023, 9:01 pm
Industry organizations alleged the law violated the Commerce Clause by imposing substantial costs on out-of- state producers and impermissibly regulating the national pork market. [read post]
13 Jul 2023, 9:56 am
-listed companies to SCA lawsuits that allege violations of the federal securities laws under Section 10(b) and 20(a) of the Securities Exchange Act of 1934 (the “Exchange Act”) and SEC Rule 10b-5 promulgated thereunder, amounts to $321 billion during the first half of 2023, an increase of 176% relative to the second half of 2022.[1] During the first half of 2023, exposure of U.S. issuers amounts to $305 billion, an increase of approximately 181%… [read post]
11 Jul 2023, 11:19 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
11 Jul 2023, 10:09 am
UBS Securities, LLC, was filed by an ex-employee against UBS Bank. [read post]
7 Jul 2023, 1:24 pm
Broker-dealers may face various regulatory actions from FINRA and the Securities and Exchange Commission, including censures, fines, suspensions, and restitution. [read post]
5 Jul 2023, 12:52 pm
The White Law Group reviews the regulatory history of Hightower Securities LLC. [read post]
29 Jun 2023, 3:33 pm
(relisted after the June 22 conference) Securities and Exchange Commission v. [read post]
27 Jun 2023, 9:01 pm
Congress has been very clear in the federal securities laws when it intends to preempt state law, such as in the National Securities Markets Improvement Act[44] or the Jumpstart Our Business Startups Act.[45] Indeed, such a broad claim of Commission authority might raise issues under the major questions doctrine discussed in West Virginia v. [read post]
27 Jun 2023, 5:35 am
The White Law Group reviews the regulatory history of JP Morgan Securities LLC. [read post]
22 Jun 2023, 9:54 am
FOOTNOTES [1] Securities issuers are entities that are already required to register with the SEC under the Securities Exchange Act of 1934 (i.e. public companies) [read post]
22 Jun 2023, 8:54 am
By taking proactive measures, you can navigate the market confidently and safeguard your financial well-being.The White Law Group, LLC is a well-established law firm specializing in national securities fraud, securities arbitration, investor protection, and securities regulation/compliance. [read post]
21 Jun 2023, 1:15 pm
Pathfinder Solutions, LLC (Improper Removal; Fee Land; Cayuga Nation Police Department) Mound v. [read post]
21 Jun 2023, 11:54 am
SEC Charges PIMCO with Disclosure and Policy Violations The Securities and Exchange Commission reportedly charged registered investment advisor PIMCO (Pacific Investment Management Company LLC) with disclosure and policies and procedures violations involving two PIMCO funds. [read post]
20 Jun 2023, 8:17 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
