Search for: "Office of the Comptroller of the Currency Compliance Management"
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3 Nov 2021, 7:05 am
For example, in October 2020, the Office of the Comptroller of the Currency (OCC) issued Interpretive Letter 1172. [read post]
28 Jun 2023, 5:49 pm
Each CAD serves one or two of the six largest defense contractors and has approximately 300 employees.[17] The regions are headed by Regional Directors and include Regional Audit Managers that exercise line authority over designated field audit offices (FAOs).[18] Each Region has approximately 650 employees and serves 2,000 to 3,000 contractors.[19] The Field Detachment has approximately 500 employees and serves about 700 contractors.[20] DCAA’s FAOs include resident… [read post]
26 Jun 2010, 4:59 pm
Consumer Protections: Consolidates and strengthens consumer protection responsibilities currently handled by the Office of the Comptroller of the Currency, Office of Thrift Supervision, Federal Deposit Insurance Corporation, Federal Reserve, National Credit Union Administration, the Department of Housing and Urban Development, and Federal Trade Commission. [read post]
23 Feb 2012, 9:11 pm
Comptroller of the Currency, the head of the federal agency responsible for supervising the preponderance of U.S. banking assets. [read post]
11 Dec 2009, 11:38 am
Once a company becomes an identified financial company, heightened prudential standards can be imposed on it in order to mitigate risks to the financial system, including capital, liquidity and risk management requirements. [read post]
21 Apr 2016, 8:54 am
In cases where a government contractor is required to disclose cost or pricing data to the Government, the Contracting Officer can audit records relating to the accuracy, completeness, and currency of the disclosed data. [read post]
23 May 2016, 10:17 am
In cases where a government contractor is required to disclose cost or pricing data to the Government, the Contracting Officer can audit records relating to the accuracy, completeness, and currency of the disclosed data. [read post]
4 Nov 2009, 7:20 am
Even as the bank lost money, it paid millions of dollars in dividends to its holding company, benefitting the family that owned the bank, according to a report by the inspector general at another of Washington's banking regulatory agencies, the Office of the Comptroller of the Currency. [read post]
26 Jul 2018, 9:00 am
This would have interesting legal complications, given that other federal financial regulators such as the Office of Comptroller of Currency have been more active in this area, and given that the extent of the CFPB’s legal authority to institute such reform has not been tested. [read post]
3 Sep 2009, 9:32 am
OCC Capital Letters The Office of the Comptroller of the Currency (the “OCC”) has been sending letters to national banks advising them that they must establish minimum capital levels under 12 U.S.C. [read post]
15 Apr 2020, 3:16 pm
Investigations by other government entities regulating financial services companies, such as the Financial Industry Regulatory Authority (FINRA), Office of the Comptroller of the Currency (OCC), and similar agencies, investigating alleged unsafe or unsound business practices, claims of public fraud, or other breach of fiduciary duties by regulated entities and licensed individuals operating in sub-optimal conditions as a result of COVID-19. [read post]
5 Jan 2020, 2:52 pm
This backlog represents a significant problem for the D&O insurers, as this mass of claims must be managed and adjusted. [read post]
5 Jan 2020, 2:52 pm
This backlog represents a significant problem for the D&O insurers, as this mass of claims must be managed and adjusted. [read post]
4 Apr 2022, 9:01 pm
It further demonstrates the Commission’s willingness to work with crypto platforms to determine how they can come into compliance with those laws. [read post]
19 Apr 2011, 12:41 pm
The Office of the Comptroller of the Currency (“OCC”), the Office of Thrift Supervision (“OTS”), and the Federal Reserve have apparently concluded their investigations into the mortgage servicer and supporting firm practices… including allegations of “robo-signing”, and have announced formal enforcement actions against fourteen servicers and two related servicer providers, Lender Processing Services (“LPS”),… [read post]
13 Jan 2016, 5:05 pm
Along those lines, the efficacy of using independent auditors, audit committees and management certifications to deter and minimize such insider misconduct became widely understood and embraced. [read post]
16 Jun 2020, 2:18 pm
That is the question that John Reed Stark, President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement, examines in the following guest post. [read post]
13 Aug 2021, 8:15 am
Treasury, Office of the Comptroller of the Currency (OCC) and the Federal Deposit Insurance Corporation (FDIC). [read post]
13 Aug 2021, 8:15 am
Treasury, Office of the Comptroller of the Currency (OCC) and the Federal Deposit Insurance Corporation (FDIC). [read post]
12 Dec 2017, 9:57 am
Midland Credit Management, Inc. [read post]
