Search for: "Ontario Securities Commission"
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3 Dec 2014, 1:29 pm
The New Exemption will be available in Ontario to permit offerings to existing security holders. [read post]
11 Dec 2009, 12:52 pm
The Ontario Securities Commission today published a request for comments regarding the draft Statement of Priorities for its fiscal year ending March 31, 2011. [read post]
9 Oct 2009, 3:20 pm
On September 25, 2009, the Ontario Securities Commission issued its passport decision In the Matter of National Instrument 31-103 Registration Requirements and Exemptions (NI 31-103 or the Instrument), Miller Tabak Roberts Securities, LLC (the Filer) and certain other international dealers (the Decision). [read post]
22 Oct 2010, 1:15 pm
On October 15, the Ontario Securities Commission (OSC) released its Investment Funds Branch Annual Report for 2010 as well as its Compliance and Registrant Regulation Branch Annual Report. [read post]
12 Dec 2009, 6:14 pm
Ontario does not have a “province-wide” registry for filing writs. [read post]
3 Jun 2009, 5:00 am
Canadian Regulator Weighs In: Contingent Fee Fairness Opinions Recently, the Ontario Securities Commission announced its reasons for its January ruling that led to the withdrawal of HudBay Minerals â [read post]
13 Jul 2012, 5:04 am
On June 28, 2012, the Ontario Securities Commission published OSC Notice 11-767 – Notice of Statement of Priorities for Financial Year to End March 31, 2013. [read post]
18 Jan 2010, 7:30 am
The Ontario Securities Commission (OSC) has released the January 2010 edition of The Investment Funds Practitioner, a publication intended to assist those that regularly prepare public disclosure documents and applications for exemptive relief on behalf of investment funds. [read post]
1 Mar 2010, 11:45 am
On February 26, the Ontario Securities Commission (OSC) announced the creation of an Investor Advisory Panel in order to afford investors better representation in the OSC's consideration of various issues. [read post]
11 Mar 2021, 8:14 am
Employee Refuses to Answer Questions About Employer On March 2, 2020, the Ontario Securities Commission issued an order authorizing an investigation into whether the employer had engaged in conduct contrary to Ontario securities law. [read post]
11 Mar 2021, 8:14 am
Employee Refuses to Answer Questions About Employer On March 2, 2020, the Ontario Securities Commission issued an order authorizing an investigation into whether the employer had engaged in conduct contrary to Ontario securities law. [read post]
26 Nov 2020, 4:00 am
National security concerns were raised during the Maher Arar and Somalia inquiries. [read post]
13 Oct 2016, 6:00 am
The Ontario and British Columbia Securities Commissions (the Commissions) issued orders on July 22, 2016 allowing junior B.C. [read post]
9 Dec 2011, 12:58 pm
Earlier today, the Ontario Securities Commission released the December 2011 issue of its Investment Funds Practitioner. [read post]
18 Sep 2009, 1:48 pm
The Toronto Stock Exchange (TSX) announced today that it has adopted and the Ontario Securities Commission (OSC) has approved amendments to the TSX Company Manual respecting, among other things, shareholder approval of changes to security-based compensation plans. [read post]
30 Mar 2012, 1:00 pm
The Ontario Securities Commission today released its draft Statement of Priorities for the financial year ending March 31, 2013. [read post]
23 Aug 2012, 3:02 pm
Ramandeep Grewal - The Ontario Securities Commission (OSC) yesterday announced the publication of its 2012 Annual Report. [read post]
27 Apr 2012, 10:09 am
Regulatory information sharing The regulatory authority for gambling in the Canadian province of Ontario (Alcohol and Gaming Commission of Ontario) has entered into an agreement with the regulatory authority for gambling in the Mediterranean country of Malta (Malta Lotteries and Gaming Authority). [read post]
9 Nov 2023, 11:07 am
The BCSC joins the Ontario Securities Commission (OSC) as Canadian provinces with corporate whistleblower award programs. [read post]
16 Dec 2011, 10:10 am
The Ontario Securities Commission recently approved amendments to the TSX's rules to prioritize dark orders of a certain minimum quantity over other dark orders, as long as the dark orders are at the same price. [read post]
