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12 Feb 2020, 9:48 am by Jason Gordon and Erika Auger
” TINA’s letter urges the Task Force to re-open its investigation into Goop’s marketing and take “appropriate enforcement action. [read post]
12 Feb 2020, 9:48 am by Jason Gordon and Erika Auger
” TINA’s letter urges the Task Force to re-open its investigation into Goop’s marketing and take “appropriate enforcement action. [read post]
14 Sep 2007, 6:13 pm
Last week the FDA issued a warning letter to the owner of Melanocorp, Inc. based in Hendersonville, Tennessee for its illegal marketing and sale of Melanotan II. [read post]
13 Oct 2010, 1:53 pm by Larry Ribstein
”  “[S]ince anything original is chancy, marketing executives lean towards formulas that gave been successfully used before; hence, the profusion of action movie sequels. [read post]
27 Jul 2022, 5:07 am by The White Law Group
   Mackenzie Realty Capital, Inc. and its affiliates are reportedly in the business of purchasing illiquid real estate securities, both in open market transactions and through tender offers. [read post]
28 Dec 2020, 8:14 am by Renae Lloyd
The SEC Sanctions Voya Financial Advisors Inc. for Alleged Breach of Fiduciary Duty Voya Financial Advisors, Inc., based in Des Moines, Iowa, is a dually registered investment adviser and broker-dealer with $15.9 billion under management. [read post]
18 Sep 2024, 9:01 pm by renholding
In 1975, Congress tasked the Securities and Exchange Commission with responsibility to facilitate the establishment of the national market system and enhance competition in the securities markets, including the equity markets. [read post]
1 Jun 2010, 5:02 am by Jay Eng
On May 26, 2010, FINRA announced “that it has imposed a monetary sanction of $1.5 million against Citigroup Global Markets Inc. for supervisory violations relating to its handling of trust funds belonging to cemeteries in Michigan and Tennessee. [read post]
14 Apr 2016, 4:59 pm by Kevin LaCroix
(“Halliburton II”),[ii] which held that defendants have the right to rebut the fraud-on-the-market presumption of reliance created by Basic, Inc. v. [read post]
20 Feb 2018, 11:20 am by Beth Farmer
MasterCard and Visa operate open-loop networks: Neither issues credit cards nor pays the merchants. [read post]
17 Nov 2022, 5:32 am by Unknown
Nelson, J.D.The full Ninth Circuit will rehear arguments in a case brought by shareholders of The Gap, Inc. alleging that the company misled investors about the company’s diversity efforts. [read post]