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2 Nov 2023, 10:00 pm
In a joint statement on 24 October 2023, the UK Prudential Regulation Authority (PRA) and UK Financial Conduct Authority (FCA) announced the removal of the cap on bonuses that can be paid to material risk takers at banks, building societies, and PRA-designated investment firms. [read post]
2 Nov 2023, 10:00 pm
In a joint statement on 24 October 2023, the UK Prudential Regulation Authority (PRA) and UK Financial Conduct Authority (FCA) announced the removal of the cap on bonuses that can be paid to material risk takers at banks, building societies, and PRA-designated investment firms. [read post]
2 Nov 2023, 10:00 pm
In a joint statement on 24 October 2023, the UK Prudential Regulation Authority (PRA) and UK Financial Conduct Authority (FCA) announced the removal of the cap on bonuses that can be paid to material risk takers at banks, building societies, and PRA-designated investment firms. [read post]
3 Sep 2013, 7:00 am by Editorial Board
On August 28, Mark Carney, Governor of the Bank of England, confirmed that the Prudential Regulation Authority (PRA) Board will implement the June 2013 recommendation of the Financial Policy Committee (FPC) regarding the amount of liquidity held by banks and building societies. [read post]
24 Aug 2010, 4:19 am by Frankel & Newfield
His work as a Financial Advisor required high level cognitive thinking, performing financial analysis of client assets and investment portfolios as well as developing and maintaining client relationships. [read post]
29 Nov 2023, 3:32 am by Simon Lovegrove (UK) and Anita Edwards
These Regulations, which come into force on 26 December 2023, are intended to ensure that the Financial Conduct Authority, Prudential Regulation Authority, and the Payment Systems Regulator can remunerate members of certain statutory panels for their work on the panel. [read post]
28 May 2021, 7:59 am by Iona Wright (UK) and Imogen Garner (UK)
The draft guidelines set out general provisions and practical modalities for the cooperation and information exchange between AML/CFT supervisors, prudential supervisors and financial intelligence units, while respecting the autonomy of their respective roles. [read post]
30 Apr 2024, 10:00 pm
The latter half of 2023 saw the Financial Regulatory Authority (FCA) and the Prudential Regulatory Authority (PRA) launch consultations focused on addressing non-financial misconduct and strengthening diversity and inclusion (D&I) initiatives. [read post]
30 Apr 2024, 10:00 pm
The latter half of 2023 saw the Financial Regulatory Authority (FCA) and the Prudential Regulatory Authority (PRA) launch consultations focused on addressing non-financial misconduct and strengthening diversity and inclusion (D&I) initiatives. [read post]
30 Apr 2024, 10:00 pm
The latter half of 2023 saw the Financial Regulatory Authority (FCA) and the Prudential Regulatory Authority (PRA) launch consultations focused on addressing non-financial misconduct and strengthening diversity and inclusion (D&I) initiatives. [read post]
30 Apr 2024, 10:00 pm
The latter half of 2023 saw the Financial Regulatory Authority (FCA) and the Prudential Regulatory Authority (PRA) launch consultations focused on addressing non-financial misconduct and strengthening diversity and inclusion (D&I) initiatives. [read post]
30 Apr 2024, 10:00 pm
The latter half of 2023 saw the Financial Regulatory Authority (FCA) and the Prudential Regulatory Authority (PRA) launch consultations focused on addressing non-financial misconduct and strengthening diversity and inclusion (D&I) initiatives. [read post]
30 Apr 2024, 10:00 pm
The latter half of 2023 saw the Financial Regulatory Authority (FCA) and the Prudential Regulatory Authority (PRA) launch consultations focused on addressing non-financial misconduct and strengthening diversity and inclusion (D&I) initiatives. [read post]
PS21/17 is the third in a series of Policy Statements on the UK Investment Firm Prudential Regime (IFPR). [read post]
21 Dec 2022, 10:00 pm
The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) on December 20, 2022, announced fines totaling £48.65 million ($59 million) on TSB Bank plc (TSB) for operational resiliency failures, after an IT upgrade led to customers being unable to access core banking services. [read post]
21 Dec 2022, 10:00 pm
The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) on December 20, 2022, announced fines totaling £48.65 million ($59 million) on TSB Bank plc (TSB) for operational resiliency failures, after an IT upgrade led to customers being unable to access core banking services. [read post]
21 Dec 2022, 10:00 pm
The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) on December 20, 2022, announced fines totaling £48.65 million ($59 million) on TSB Bank plc (TSB) for operational resiliency failures, after an IT upgrade led to customers being unable to access core banking services. [read post]
21 Dec 2022, 10:00 pm
The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) on December 20, 2022, announced fines totaling £48.65 million ($59 million) on TSB Bank plc (TSB) for operational resiliency failures, after an IT upgrade led to customers being unable to access core banking services. [read post]
21 Dec 2022, 10:00 pm
The UK Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) on December 20, 2022, announced fines totaling £48.65 million ($59 million) on TSB Bank plc (TSB) for operational resiliency failures, after an IT upgrade led to customers being unable to access core banking services. [read post]