Search for: "Principal Global Investors Trust Company" Results 121 - 137 of 137
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27 Aug 2010, 11:07 am by Mandelman
  The interest and principal payments that come from the borrower making payments on a loan are paid to those that invest in the securities/bonds. [read post]
30 Jun 2010, 7:14 pm by Angel Reyes
The underlying ETFs' risks, as detailed in the prospectus, include small and large cap company risk, real estate investment trusts (REITs) risk, interest rate risk, credit risk, fixed income risk, foreign securities and currency risks, emerging markets risk, derivative risk, and commodity-linked derivative investment risk. [read post]
27 May 2010, 5:08 am
andnbsp; Finally, in May 2006, Citigroup received a whistleblower letter andndash; from the principal of a company acting as a third-party trustee for the cemeteries andndash; alleging misconduct by Singer in connection with the handling of the cemetery trusts. [read post]
13 May 2010, 2:06 am by Kevin LaCroix
The plaintiffs represented investors that had purchased securities in the company’s $345 million April 2008 trust preferred securities offering. [read post]
10 May 2010, 11:30 pm by Martin George
And not liquidators, whose task is to maximize a company’s assets by recovering its losses, or pursuing its debtors, or disputing disposals of its property. [read post]
16 Apr 2010, 8:00 am by Lucas A. Ferrara, Esq.
Platinum and its founding principal Darius Anderson are registered lobbyists in California. [read post]
Thus, US global hegemony coupled with domestic oligopoly allowed the rarity of shared prosperity to the extent that corporate CEOs could be thought of as “philosopher kings. [read post]
9 Feb 2010, 7:36 am by admin
  (Might mean requiring all investments to be placed in a blind trust.) 2. [read post]
23 Jan 2010, 11:12 am by Charles M. Nathan, Latham & Watkins LLP,
Indeed, constituency directors can be viewed as the modern analog to the simpler corporate paradigm (which governance activists so frequently draw upon) of a board composed of the principal investors in the company (aka, the "owners" of the company). [read post]
23 Apr 2009, 4:20 am
Securities and Exchange Commission, the principal laws that protect investors and preserve business integrity are (i) the Securities Act of 1933, (ii) the Securities Act of 1934, (iii) the Trust Indenture Act of 1939, (iv) the Investment Company Act of 1940, (v) the Investment Advisers Act of 1940, and (vi) the Sarbanes-Oxley Act of 2002. [read post]
5 Apr 2009, 1:26 pm
The DOJ investigations seem to be targeting fraud, insider trading, and misrepresentations to investors regarding the financial health of a company. [read post]
23 Mar 2009, 7:34 am
" Because of this propensity of investors to base decisions on variables other than "market fundamentals," the aggregate investment function of an economy will tend to be highly variable and erratic. [read post]
9 Mar 2009, 12:00 pm
Lee, Jr., Vice Chairman, JPMorgan Chase & Company Ralph Mancini, Chairman Emeritus, Mancini Duffy Tables: Trailblazer: $50,000 Leader: $35,000 Benefactor: $25,000 Investor: $15,000 Tickets: Single: $1,500 *Principal Package: $2,500 *Available for a business partner and their partner school principal. [read post]
28 Jan 2009, 9:40 am
Madoff was able (i) to transcend traditional "affinity fraud" and move to a global scale through the use of "feeder funds" (i.e., hedge funds that seek to diversify through investing in other funds - or "fund of funds"), and (ii) to maintain investor confidence in his operation for several decades (which factor, of course, aggravates the problem of inadequate regulatory oversight). [read post]
18 May 2007, 7:57 am
  There are, in fact, three principal credit types. [read post]