Search for: "Private Funding Management Inc" Results 121 - 140 of 2,335
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6 Nov 2017, 6:59 am by Doug Cornelius
Private Fund Exemptions under the Investment Company Act Investment Company Act of 1940 (.pdf) Salomon Brothers, Inc., SEC Staff No-Action Letter (June 17, 1985) Citytrust, SEC Staff No-Action Letter (Dec. 19, 1990) Greenwich Capital Acceptance Inc., SEC Staff No-Action Letter (Aug. 8, 1991) [read post]
17 Aug 2021, 5:00 pm by Rob Robinson
Press Announcements Morae Receives New Funding from BlackRock Growth Capital to Fuel Organic Expansion and Strategic Acquisitions in the Burgeoning Legal Market for Digital and Business Transformation Solutions Morae Global Corporation, the global leader in digital and business transformation for the legal industry, today announced the company has completed a new financing from certain funds and accounts managed by BlackRock, a global investment management firm. [read post]
3 Aug 2015, 8:48 am
Macke complained that he had to close one of his courses as a result of increasing expenses (including taxes) and decreasing revenues, based, in part from competition by a nearby city course operated by Golf Management, Inc. [read post]
10 Apr 2023, 11:49 am by The White Law Group
  FINRA Sanctions Arete Wealth Management  FINRA reportedly censured and fined Arete Wealth Management $25,000 in 2012 for failing to perform adequate due diligence on a private offering. [read post]
18 Oct 2012, 10:03 pm
Several other former hedge fund managers and analysts from different investment firms and hedge funds are also accused of allegedly trading key, nonpublic information about NVIDIA Corporation (NVDA), Dell, Inc. [read post]
19 Feb 2018, 6:00 am by Amber Walsh
Throughout 2016 and 2017, we published a multi-part series highlighting leading private equity funds in healthcare. [read post]
18 May 2011, 12:35 pm
Bernstein in 1993 and has raised and managed over $1.1 billion of capital across five funds. [read post]
(SBI) was acquired by three investment funds linked to the Sun Capital Partners Inc. group for approximately $7.8M ($3M invested by the funds and $4.8M funded by debt). [read post]
19 Sep 2013, 4:46 pm by D. Daxton White
Have you suffered significant losses as a result of an investment in a private placement with G.Research Inc? [read post]
29 May 2019, 9:05 pm by Todd Rubin
For example, in 2011, the National Aeronautics and Space Administration (NASA) partnered with a private corporation called Made in Space, Inc. to facilitate the company’s development of its microgravity 3-D printer. [read post]
7 Sep 2022, 7:19 pm
  Nonetheless that justification is national not international and that may significantly reduce the legitimacy of the internationalist project represented by the management of the Pension Fund Global. [read post]
29 Nov 2011, 9:42 am
• Investors Capital Corporation: About $400,000 in restitution over Provident Royalties private placement sales and a CIP Leveraged Fund Advisors-offering. [read post]
18 May 2012, 11:12 am by Cynthia Marcotte Stamer
OIG says its audit of the New York Hotel Trades Council and Hotel Association of New York City, Inc., Health Benefits Fund (the Fund) found that the Fund  improperly reported $237,000 in Medicare Part B costs that were not reasonable and allowable. [read post]
1 Jan 2011, 4:05 am by Ray Mullman
They're especially popular among free-wheeling private-equity funds, which are seeking ways to cash in on the aging of the American population. [read post]
6 Jan 2015, 9:09 am by John Jascob
BlackRock Fund Advisors (BFA) managed and advised the iShares funds with respect to their investment activities, and BlackRock Institutional Trust Company, N.A. [read post]
15 Mar 2012, 2:00 am by Keith Paul Bishop
  In the first action, the SEC alleged that the defendant and his company failed to disclose in their offering materials certain compensation they earned in connection with two Facebook funds they managed. [read post]