Search for: "Prospect Financial Corp."
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1 Apr 2008, 4:41 am
Corp Fin's "Sample Letter" on Fair Value Measurements Last week, Corp Fin posted this sample letter to remind companies of their MD&A obligations when applying SFAS 157 - regarding fair value measurements - for their upcoming Form 10-Qs. [read post]
1 Feb 2011, 1:36 pm
Bernard Chan), a citizen and resident of Hong Kong and the former chief financial officer of China World Trade Corp. and Gregg M.S. [read post]
4 Aug 2015, 9:29 am
Ramtron Int’l Corp., C.A. [read post]
2 Jun 2014, 6:23 am
The law offices of Gana LLP filed a complaint with the Financial Industry Regulatory Authority (FINRA) on behalf of four investors against First Allied Securities, Inc. [read post]
28 Aug 2014, 7:46 am
TFTE appears to be working with a company called Capital Management Corp, or C.M.C. with agents located in New York State. [read post]
16 Feb 2012, 5:09 am
M & T Bank Corp. v. [read post]
16 Feb 2016, 12:46 pm
The New York Malecki Law firm takes a proactive and informed approach to the financial news of today: actively engaging in fact-finding analysis on prospective cases from around the world. [read post]
26 Mar 2017, 4:45 pm
Justice Mclachlin’s dissent (as she was then) in Canadian Broadcasting Corp. v. [read post]
1 Sep 2022, 11:21 am
Background TS Innovation Acquisitions Corp. [read post]
22 Jan 2015, 10:09 am
“Close collaboration with our new colleagues in China combined with Dentons’ deep understanding and engagement in key sectors of the Canadian economy — including energy; mining; financial services; construction, P3 and infrastructure; real estate; and technology, media and telecommunications — will greatly strengthen our ability to serve clients who are involved in the Canadian economy wherever they may be,” he added.Dentons operates as a Swiss verein, meaning… [read post]
24 Sep 2018, 12:32 pm
Even if all Iranian financial and logistic support were cut off, Hezbollah would not only continue, it would thrive. [read post]
17 Jun 2010, 5:27 am
The government contends that the investment and prospective TARP grant was a sham. [read post]
14 May 2015, 6:48 am
FINRA further alleged that Johnson disclosed to his customers confidential material nonpublic information concerning a prospective offering of shares of ChromaDex Corp. stock (OTCBB: CDXC) without the requisite permission from his firm. [read post]
7 Dec 2011, 8:25 am
Van Zandt, in violation of federal and state securities laws, as well as financial industry rules and regulations. [read post]
12 Aug 2015, 5:05 am
A “substantive” relationship is one in which the issuer (or a person acting on its behalf) has sufficient information to evaluate, and does, in fact, evaluate, a prospective offeree’s financial circumstances and sophistication, in determining his or her status as an accredited or sophisticated investor. [read post]
23 Mar 2017, 6:14 am
Such investors have already filed proposals with a number of large financial services institutions, such as Citigroup, Bank of America Corp., and Wells Fargo & Co. [read post]
11 Nov 2008, 5:38 pm
Huntsman Corp., 2008 WL 4457544 (Del. [read post]
15 Nov 2019, 9:15 am
Champion Int’l Corp., 186 F.3d 442, 448 (4th Cir. 1999). [read post]
27 Aug 2012, 8:26 am
Sidense Corp. v. [read post]
5 Jul 2011, 7:44 am
” Likely gone forever are such schemes as a federal tax credit for investigative journalism, or an AmeriCorps-like “Geek Corps for local democracy. [read post]
