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1 Jul 2019, 5:00 am
A merger and acquisition broker is also not exempt from broker-dealer registration if the broker is subject to: (1) Exchange Act Section 15(b) registration-suspension or -revocation provisions; (2) an Exchange Act Section 3(a)(39) statutory disqualification; (3) an SEC Regulation D, Rule 506(d) disqualification; or (4) an Exchange Act Section 15(b)(4)(H) final order. [read post]
24 Mar 2009, 9:34 am
All law students are welcome, no registration is required. [read post]
30 Nov 2020, 2:22 pm
” Section 3(a)(4) of the Exchange Act, 15 U.S.C. [read post]
30 Mar 2012, 2:11 am
However, such marks may still be registrable on the basis of acquired distinctiveness in Canada or registration and acquired distinctiveness abroad. [read post]
19 Jun 2017, 7:54 am
Contrary to the Government’s contention, trademarks are private, not government speech. [read post]
18 May 2010, 2:21 am
Private Whois Service, FA1004001318204 (Nat. [read post]
28 Jun 2010, 5:00 am
” Since the financial reform bill is going to remove the small adviser exemption from registration, hundreds (thousands?) [read post]
18 May 2007, 9:42 am
(For example, the Companies Registration Office must provide details of company directors.) [read post]
18 May 2007, 9:42 am
(For example, the Companies Registration Office must provide details of company directors.) [read post]
28 Feb 2013, 8:00 pm
The Chamber of Commerce in Rotterdam refused the registration of that BV. [read post]
10 Feb 2010, 2:32 am
Carolyn Hughes, D2000-0993 (WIPO October 18, 2000) – was that it did not: “registration of a domain name that at conception did not breach Rule 4(a)(iii) but is found later to be used in bad faith does not fall foul of Rule 4(a)(iii). [read post]
14 Jun 2022, 7:24 am
In CII’s view, treating both the SPAC and the target as an issuer under 1933 Act Section 6(a) would help to align investor protections with those of a traditional IPO.The group advised the SEC that a narrow interpretation exempting the target company as a registrant is inappropriate given that the de-SPAC serves the same practical purpose as a private company entering the public markets through a traditional IPO, and the extent to which private companies have… [read post]
4 Feb 2023, 12:37 pm
Another important limitation for 501(c)(4) organization leaders to be aware of is the reluctance of most private foundations to provide grants to 501(c)(4) organizations. [read post]
5 Jan 2021, 2:14 pm
, which is scheduled to take place 4-6 January 2021. [read post]
10 Jul 2023, 12:36 pm
” While Gheith was employed with Paulson, he was involved with two other brokers in two private placement offerings that claimed exemption from registration under Rule 506 of Regulation D of the Securities Act of 1933. [read post]
22 Dec 2015, 10:00 pm
"Id. at p. 4. [read post]
6 Aug 2012, 2:51 pm
Customs and Border Protection; and (4) to “register” trademarks in the company’s own private registry. [read post]
16 Jan 2018, 9:46 am
National governments can therefore prevent appropriation by private entities of their country’s name, even in the absence of a registered mark. [read post]
2 May 2023, 9:01 pm
Taken together, those fees might add up to 3-4 percent in private equity and 2-3 percent in hedge funds per year. [read post]
28 Mar 2012, 2:00 am
Rule 260.204.9 currently exempts from registration investment advisers who are deemed “private advisers. [read post]
