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21 Jun 2010, 4:13 am
Course Materials: Nasdaq Speaks '10 - Latest Developments and Interpretations Tune in tomorrow for the webcast - "Nasdaq Speaks '10: Latest Developments and Interpretations" - to hear the latest practical guidance from five senior Nasdaq Staffers and Suzanne Rothwell of Skadden Arps, who will be discussing everything from the latest rules changes to whom do you call to resolve an issue, and much more. [read post]
1 Nov 2011, 4:19 am
Thanks to Suzanne Rothwell for her insights! [read post]
12 Jun 2008, 1:27 am
Soon after authoring the decision, Linck left the firm to join the Rothwell Figg firm. (2) It is a unanimous opinion. [read post]
9 Jan 2012, 7:35 am
“The proposed legislation, when enacted by the city council, will specifically give the board of elections the authority and direct them to schedule elections so they do not occur on religious holidays,” said Steven Lieberman of Washington’s Rothwell, Figg, Ernst & Manbech, who represented Herzfeld. [read post]
31 May 2011, 10:16 am
Herzfeld’s attorney, Steven Lieberman of Washington’s Rothwell, Figg, Ernst & Manbech, said at the time that his client was mulling an appeal, but subsequent amended complaints filed with the court show Herzfeld opted to pursue a class action against the city to prevent future conflicts. [read post]
31 Jan 2008, 2:17 pm
.'s O'Toole, Rothwell, Nassau & Steinbach refused to meekly cough up his legal rights. [read post]
27 Jun 2012, 4:27 am
As Suzanne Rothwell notes, this is a significant change. [read post]
8 Nov 2011, 1:14 pm
Dayson, an associate at Washington’s O’Toole, Rothwell, Nassau & Steinbach, said that she had “sought to be of use to others and to assist them in times of genuine crisis in their lives. [read post]
27 Jun 2011, 4:31 am
" Purchasing from a Public Offering: Don't Forget the SEC's Credit Limitations Here's a tidbit from Suzanne Rothwell: With broker-dealers and their bank affiliates often extending loans to issuers, I am hearing about situations where an officer of an IPO issuer or other intended investor has asked one of the underwriters of the company's IPO to extend a loan in order to purchase securities from the IPO or an almost simultaneous private placement. [read post]
17 Aug 2015, 11:26 am
LAW LIBRARY level 3: KZA1145 .O94 2015Donald R Rothwell et al., eds., The Oxford Handbook of the Law of the Sea (Oxford: Oxford University Press, 2015). [read post]
31 Jan 2008, 2:55 pm
.'s O'Toole, Rothwell, Nassau & Steinbach refused to meekly cough up his legal rights. [read post]
22 Sep 2011, 3:05 am
New FINRA Guidance: Corporate Actions Can Lead to Underwriter Problems From Suzanne Rothwell: A few weeks ago, FINRA published Regulatory Notice 11-41 warning broker-dealers that their regulator will closely scrutinize the research issued by an underwriter for compliance with FINRA and SEC research analyst regulations when an issuer has made advance public statements explicitly or implicitly indicating that participation in the issuer's anticipated public offering is conditioned on… [read post]
28 Jun 2011, 3:53 am
Rothwell from the ANU also explores the issues. [read post]
5 Jul 2012, 7:49 am
Rothwell’s report, when he examined Mr. [read post]
25 Oct 2007, 7:20 pm
Bush, and is now a member of the Rothwell Figg firm in Washington, D.C.. [read post]
12 May 2015, 10:58 am
From yesterday’s Second Circuit federal appellate decision in United States v. [read post]
4 Aug 2014, 6:27 pm
As I’ve noted before, generally speaking, a defendant’s speech — even if constitutionally protected — may be introduced as evidence of his legally significant intentions or knowledge, or as evidence that he was indeed the guilty party. [read post]
27 Jun 2007, 1:44 pm
News," says William Rothwell, a third-year student at the University of Chicago Law School. [read post]
7 Oct 2013, 4:22 am
FINRA Underwriting Review Procedures Enhancements Here's news from Suzanne Rothwell: Last week, FINRA implemented significant enhancements to its review procedures that expedite the issuance of a "no objections" letter in the case of offerings without issues requiring pre-offering staff review or that do not require substantial pre-offering staff review. [read post]
13 Jun 2014, 6:00 am
Derek Dahlgren is an associate at Rothwell, Figg, Ernst & Manbeck, P.C. [read post]
