Search for: "SEC CORPORATION v. United States"
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9 Jul 2013, 1:35 pm
SEC, 133 S. [read post]
10 Nov 2024, 9:05 pm
ENDNOTE SEC v. [read post]
5 Mar 2023, 9:01 pm
The staff of the Securities and Exchange Commission’s (SEC’s) Division of Corporate Finance recently issued guidance to address open questions related to the final pay-versus-performance (PVP) disclosure rules adopted in 2022. [read post]
12 Apr 2017, 7:20 am
With less than two months before the May 31 deadline for public companies to report to the Securities and Exchange Commission (“SEC”) on the inclusion of conflict minerals in their products, the United States District Court for the District of Columbia entered a final judgment in National Association of Manufacturers v. [read post]
19 Oct 2017, 1:21 pm
Brief amicus curiae of United States filed. [read post]
19 Oct 2017, 1:21 pm
Brief amicus curiae of United States filed. [read post]
9 Jan 2013, 5:01 am
See generally Citizens United v. [read post]
14 Apr 2010, 11:27 am
SEC Guidance on Climate Change Disclosures The U.S. [read post]
11 Aug 2015, 5:59 am
Gist and Gist, Kennedy & Associates, Inc.Case Number: 13-cv-01833 (United States District Court for the Northen District of Georgia)Case Filed: May 31, 2013Qualifying Judgment/Order: May 1, 2015 6/30/15 9/28/15 2015-55 SEC v. [read post]
11 Aug 2024, 9:01 pm
”[7] By “traditional notions,” the Adopting Release refers to other SEC regulations and relevant Supreme Court case law (in particular, TSC Industries v. [read post]
24 Jan 2018, 5:00 am
First, in SEC enforcement actions, disgorgement is a remedy for wrongs committed against the United States, rather than an aggrieved individual. [read post]
19 Feb 2017, 8:23 am
The Use of Non-Regulatory Methods for Regulatory Ends -United States v. [read post]
8 Sep 2022, 9:01 pm
Joseph Kennedy, the first Chairman of the SEC, had a saying: “No honest business need fear the SEC. [read post]
24 Feb 2018, 12:00 am
In Pearlstein v. [read post]
21 Oct 2011, 9:13 am
United States, Dkt. [read post]
22 Jan 2013, 6:59 am
In any case, there’s no question that campaign contribution disclosure has been a hot topic, particularly in the wake of the Citizens United v. [read post]
9 Apr 2018, 12:59 pm
United States, 553 U. [read post]
1 Feb 2023, 9:01 pm
Before 1929, all securities markets in the United States were private and thus, dark. [read post]
12 Sep 2019, 1:02 pm
Case 1:19-cv-21725-JLK Document 42 Entered on FLSD Docket 09/05/2019 Page 10 of 12 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA MIAMI DIVISIONCASE NO.: 19-cv-21725-KINGJAVIER GARCIA-BENGOCHEA,Plaintiff,v.CARNIVAL CORPORATION d/b/a/ CARNIVALCRUISE LINE, a foreign corporation,Defendant. [read post]
11 Mar 2010, 2:44 pm
This understanding of Dirks was implicitly confirmed by the Supreme Court’s more recent decision in United States v. [read post]
